[30731] June 5, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives RE: ICI Submits Letter to US Regulators on Improving Clearing House Risk Management Standards ICI, in conjunction with three other trade associations, submitted a letter urging US regulators of central...
[30730] June 5, 2017 TO: ICI Members ICI Global Members SUBJECTS: Trading and Markets RE: ICI Files Comment Letter with FINRA on Proposed Desk Commentary Safe Harbor ICI submitted a comment letter in response to the Financial Industry Regulatory Authority’s (FINRA) proposal to create...
[30727] June 2, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Opinion on Concept of "Traded on a Trading Venue" for OTC Derivatives The European Securities and Markets Authority (ESMA) recently released an...
[30718] May 25, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping Technology & Business Continuity Trading and Markets RE...
[30696] May 10, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Issues Proposal to Amend Its Derivatives Rules; Member Call Scheduled on Thursday...
[30694] May 10, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: CFTC Solicits Public Suggestions for "Project KISS" - Member Call on May 24 The Commodity Futures Trading Commission (“CFTC”) recently issued a notice soliciting public...
[30684] April 27, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers Recordkeeping RE: CFTC Staff Issues Exemptive Relief for CTAs to...
[30673] April 18, 2017 TO: Derivatives Markets Advisory Committee RE: Additional Speaker - Chief of Staff to CFTC Acting Chairman J. Christopher Giancarlo - for Derivatives Markets Advisory Committee Meeting on Thursday, April 27 An in-person meeting of the Derivatives Markets...
[30671] April 11, 2017 TO: Derivatives Markets Advisory Committee RE: Register for Derivatives Markets Advisory Committee Meeting on Thursday, April 27; West Coast Location Added An in-person meeting of the Derivatives Markets Advisory Committee is scheduled for Thursday, April 27 at...
