[30803] July 27, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives RE: CFTC Division of Market Oversight Seeks Comment on Swaps Reporting Rules; Member Feedback Requested by August 3 The CFTC’s Division of Market Oversight (DMO) recently launched a comprehensive review of...
[30794] July 21, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Draft Comment Letter in Response to ESMA Proposal to...
[30783] July 18, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter in Response to European Commission's Proposal to Amend Its...
[30771] July 7, 2017 TO: ICI Members Fixed-Income Advisory Committee SUBJECTS: Fixed Income Securities Investment Advisers Trading and Markets RE: FINRA Proposes New Data Report for Corporate and Agency Bonds The Financial Industry Regulatory Authority (FINRA) recently proposed to...
[30762] July 3, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter in Response to European Commission Proposal to Amend Its Derivatives...
[30761] June 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Derivatives International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ICI...
[30760] June 30, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Commission Proposes Overhaul of Clearing House Registration and Supervision; Member Call...
[30753] June 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: EU Consultation Paper on the Obligation to Trade Derivatives on a...
[30740] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Compliance Derivatives Disclosure Fund Accounting & Financial Reporting Pension Trading and Markets Variable Insurance Products RE: ICI Recommended Priorities for SEC ICI staff met with the SEC’s new Chairman, Jay...
[30738] June 9, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives Fixed Income Securities International/Global Trading and Markets RE: Central Banks and Market Participants Publish a Global Code for Foreign Exchange Markets A coalition of central banks—known as the Foreign...
