Derivatives Market Advisory Committee Content

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30969

SEC Modifies Approach to Form N-Port Filing Requirements

[30969] December 8, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Audit Committees Closed-End Funds Compensation/Remuneration Compliance Cybersecurity Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Accounting & Financial Reporting Investment...
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Memo#
30958

Europe Finalizes Rules on Indirect Clearing Arrangements

[30958] November 22, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Europe Finalizes Rules on Indirect Clearing Arrangements The European Union recently finalized...
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Memo#
30955

Register for ICI Global Trading and Markets Committee Meeting in London on Monday, 4 December and for Global Capital Markets Conference in London on Tuesday, 5 December (New MiFID II Lunch-and-Learn Session)

[30955] November 20, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Register for ICI Global Trading and Markets Committee Meeting in London on Monday, 4 December and for...
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Memo#
30954

EU Trading Obligation for Certain Derivatives

[30954] November 17, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Trading Obligation...