[30947] November 13, 2017 TO: ICI Members Investment Company Directors ICI Global Members Equity Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Fixed Income Securities Municipal Securities Trading and Markets RE: SEC...
[30941] November 8, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Draft Agenda for ICI Global Trading and Markets Committee Meeting in London on Monday, 4 December...
[30935] November 6, 2017 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee Money Market Funds Advisory Committee RE: November 16 - Joint ICI Global/SIFMA AMG Conference Call on Proposed BRRD Expanded Moratorium Powers On November 16th, at 10 am ET, ICI...
[30930] October 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Cybersecurity Derivatives Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global...
[30929] October 26, 2017 TO: ICI MembersInvestment Company Directors ICI Global Members Equity Markets Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: International/Global Trading and Markets RE: SEC Issues No-Action Letters to Facilitate Cross...
[30921] October 23, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: ICI Global Submits Comment Letter on European Commission Proposal to Impose Location Requirement on...
[30917] October 18, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: CFTC and European Commission Agree on Comparability and Equivalence of Margin Requirements for Uncleared Swaps and a Common Approach for Certain Derivatives...
[30913] October 17, 2017 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on European Commission Proposal to Impose Location Requirement on...
[30910] October 13, 2017 TO: Derivatives Markets Advisory Committee Money Market Funds Advisory Committee RE: October 18 ICI Member Call to Discuss Issues Raised by Final US Rules on Resolution Stays As you know, the Board of Governors of the Federal Reserve System and the Federal...
