[30622] March 6, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: DerivativesInternational/Global RE: National Regulators'...
[30615] March 2, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: Draft ICI Global Comment Letter on FSB Consultation on Central Counterparty (Clearinghouse) Resolution and...
[30598] TO: ICI Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives RE: CFTC Division Issues No-Action Letter for Minimum Transfer Amounts of Margin...
[30595] February 23, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee RE: ICI Draft Comment Letter on CFTC Recordkeeping Proposal - Your Comments Requested by March 6 As you know, the Commodity Futures Trading Commission (“CFTC” or “Commission”)...
[30592] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: EU Authorities Issue...
[30594] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: IOSCO Issues...
[30593] February 23, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: Prudential...
[30589] February 21, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: Joint Trades Submit...
[30570] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded...
