[30569] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives Trading and Markets RE: CFTC Staff Issues No-Action Relief for Aggregation Notice Filings for...
[30567] February 7, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: FSB Proposes Guidance on Central Counterparty Resolution and Resolution Planning; Member Feedback on FSB...
[30566] February 7, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee SUBJECTS: Derivatives Trading and Markets RE: ICI Global and Other...
[30565] February 6, 2017 TO: ICI Members Investment Company Directors ICI Global Members Fixed-Income Advisory Committee Money Market Funds Advisory Committee SUBJECTS: Disclosure Fixed Income Securities International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V Trading and...
[30563] February 3, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Committee RE: Summary of ICI Global Position on European Commission's Proposed Regulation on Clearinghouse Recovery and...
[30559] February 2, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee RE: Draft Joint Trades Comment Letter to European Authorities Requesting a Delay of the March 1...
[30556] February 1, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Audit and Attest Compliance Derivatives Fund Accounting & Financial Reporting Investment...
[30548] January 30, 2017 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: Amendments to EMIR Trade Repository Reporting Rules Finalized The Official Journal of the European Union recently published revised...
[30551] January 30, 2017 TO: Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee Securities Operations Advisory Committee RE: ICI Submits Comment Letter Requesting a Delay to the March 1 Variation Margin Compliance Date Today, ICI submitted a letter to the...
[30543] January 26, 2017 TO: Derivatives Markets Advisory Committee RE: Member Call on Proposed CFTC Capital Rules for Swap Dealers and Major Swap Participants The CFTC recently proposed capital requirements for swap dealers (SDs) and major swap participants (MSPs) that are not...
