Derivatives Market Advisory Committee Content

[30385] November 7, 2016 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee International Committee Securities Operations Advisory Group RE: Draft ICI Global Comment Letter in Response to ESMA Discussion Paper on the...

[30351] October 26, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 74-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 55-16INTERNATIONAL COMMITTEE No. 59-16REGISTERED FUND CPO ADVISORY COMMITTEE SECURITIES OPERATIONS ADVISORY COMMITTEE...

[30341] October 25, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-16FIXED-INCOME ADVISORY COMMITTEE No. 43-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 73-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 27-16SEC RULES MEMBERS No. 66-16 RE: FDIC ISSUES PROPOSAL ON STAYS IN QUALIFIED...

[30337] October 24, 2016 TO: ICI GLOBAL CAPITAL MARKETS UNION TASK FORCE ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 10-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 72-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 54-16INTERNATIONAL COMMITTEE No. 58-16INTERNATIONAL OPERATIONS ADVISORY...

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...

[30334] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-16BROKER/DEALER ADVISORY COMMITTEE No. 38-16CHIEF RISK OFFICER COMMITTEE No. 33-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-16COMPLIANCE MEMBERS No. 34...

The SEC adopted rule amendments last week that permit, but do not require, mutual funds to use swing pricing. On the same day, the SEC adopted new enhanced fund reporting and liquidity requirements.

[30331] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-16BROKER/DEALER ADVISORY COMMITTEE No. 37-16CHIEF RISK OFFICER COMMITTEE No. 32-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-16COMPLIANCE MEMBERS No. 33...

[30322] October 18, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 58-16FIXED-INCOME ADVISORY COMMITTEE No. 37-16ICI GLOBAL REGULATED FUNDS COMMITTEE No. 71-16MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-16SEC RULES MEMBERS No. 59-16 RE: ICI FILES COMMENT LETTER WITH OCC ON...

[30318] October 17, 2016 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-16ICI GLOBAL TRADING & MARKETS COMMITTEE No. 53-16INTERNATIONAL MEMBERS No. 19-16SECURITIES OPERATIONS ADVISORY COMMITTEE RE: ICI GLOBAL SUBMITS COMMENT LETTERS IN RESPONSE TO FSB AND CPMI-IOSCO CONSULTATIONS...