Derivatives Market Advisory Committee Content

[29100] June 17, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 29-15 RE: DRAFT ICI GLOBAL COMMENT LETTER TO SEC ON CROSS-BORDER SECURITY-BASED SWAP ACTIVITIES; MEMBER FEEDBACK REQUESTED BY FRIDAY, JUNE 26   Attached for your...

[29091] June 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 46-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 28-15 INTERNATIONAL COMMITTEE No. 33-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 32-15 RE: EU REGULATORS ISSUE SECOND CONSULTATION PAPER ON MARGIN REQUIREMENTS FOR...

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29078] June 10, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-15 RE: CHANGE IN MEETING DATE - OCTOBER 1 DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING & SEPTEMBER 30 COMMITTEE DINNER   The date for the fall meeting of the Derivatives Markets Advisory Committee has been...

[29083] June 10, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 44-15 SMALL FUNDS MEMBERS No. 27-15 SEC RULES MEMBERS No. 39-15 RE: ICI SUBMITS LETTER OF SUPPORT TO HOUSE OF REPRESENTATIVES FOR...

[29080] June 10, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 43-15 ICI GLOBAL REGULATED FUNDS COMMITTEE No. 30-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 27-15 INTERNATIONAL COMMITTEE No. 31-15 RE: HONG KONG PUBLISHES CONSULTATION CONCLUSIONS ON REPORTING AND RECORDKEEPING...

[29064] June 5, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-15 ICI GLOBAL MEMBERS No. 20-15 INTERNATIONAL MEMBERS No. 20-15 INVESTMENT ADVISER MEMBERS No. 14-15 RE: EU REGULATORS ISSUE CONSULTATION PAPER ON CLEARING OBLIGATION...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...