[28900] April 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 14-15 RE: ICI SUBMISSION TO CFTC PUBLIC ROUNDTABLE ON RECOVERY OF DERIVATIVES CLEARING ORGANIZATIONS ICI made a submission to the Commodity Futures Trading...
[28903] April 16, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 16-15 RE: DRAFT COMMENT LETTER TO SEC REQUESTING RE-PROPOSAL OF MARGIN RULES FOR SECURITY-BASED SWAP DEALERS; MEMBER FEEDBACK REQUESTED BY FRIDAY, APRIL 24 Attached...
[28887] April 8, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 23-15 SEC RULES MEMBERS No. 22-15 RE: ICI COMMENT LETTER ON PROPOSED QUALIFIED FINANCIAL CONTRACT RECORDKEEPING RULES THAT WOULD APPLY TO SIFIS AND CERTAIN RICS As previously indicated, the Secretary of the...
[28858] March 26, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-15 RE: CFTC STAFF HOLDS PUBLIC ROUNDTABLE ON RECOVERY AND RESOLUTION OF DERIVATIVES CLEARING ORGANIZATIONS On March 19, 2015, the staff of the Commodity Futures Trading Commission (“CFTC”) held an all-day...
[28857] March 26, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 21-15 INVESTMENT ADVISER MEMBERS No. 9-15 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES MEMBERS No. 20-15 RE: SEC FINALIZES RULES ON SECURITY-BASED SWAP DATA...
[28856] March 24, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-15 SMALL FUNDS MEMBERS No. 12-15 SEC RULES MEMBERS No. 19-15 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC REAUTHORIZATION ...
[28852] March 20, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 19-15 RE: CFTC ADOPTS REVISIONS TO RESIDUAL INTEREST DEADLINE On March 17, 2015, the Commodity Futures Trading Commission (“CFTC”) adopted revisions to the deadline in Rule 1.22 by which a futures commission...
[28850] March 20, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-15 INTERNATIONAL MEMBERS No. 13-15 ICI GLOBAL MEMBERS No. 15-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 13-15 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-15 RE: ICI GLOBAL COMMENTS ON ADDENDUM...
[28842] March 19, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-15 ICI GLOBAL MEMBERS No. 14-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 12-15 INTERNATIONAL MEMBERS No. 12-15 REGISTERED FUND CPO ADVISORY COMMITTEE SEC RULES...
