Derivatives Market Advisory Committee Content

[28590] December 17, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE DERIVATIVES MARKETS ADVISORY COMMITTEE No. 88-14 RE: DRAFT SAMPLE DISCLOSURE ON JOINT TRANSACTIONS - YOUR COMMENTS REQUESTED BY JANUARY 5; NFA PROPOSES AMENDMENTS TO COMPLIANCE RULE 2-45, HOLDS BOARD ELECTIONS   This...

[28583] December 16, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC STAFF ISSUES NO-ACTION RELIEF FROM CERTAIN RECORDKEEPING REQUIREMENTS UNDER REGULATION 1.35(a)   The staff of the Commodity Futures Trading Commission (“CFTC”...

[28571] December 12, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-14 ICI GLOBAL MEMBERS No. 57-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 4-14 INTERNATIONAL COMMITTEE No. 42-14 RE: DRAFT ICI GLOBAL COMMENT LETTER TO HK AUTHORITIES ON FURTHER CONSULTATION ON REPORTING AND...

[28560] December 8, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-14 COMPLIANCE MEMBERS No. 16-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 85-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-14 ETF ADVISORY COMMITTEE No. 16-14 INVESTMENT ADVISER MEMBERS No. 31-14 SEC RULES...

[28552] December 4, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 84-14 RE: SAVE THE DATE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING, MONDAY, FEBRUARY 2, 2015   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Monday, February 2, 2015...

[28545] December 2, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 83-14 ICI GLOBAL MEMBERS No. 55-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 3-14 INTERNATIONAL COMMITTEE No. 40-14 RE: HK AUTHORITIES ISSUE CONSULTATION CONCLUSIONS AND FURTHER CONSULTATION ON REPORTING AND...

[28540] November 25, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 82-14 ICI GLOBAL MEMBERS No. 54-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 2-14 INTERNATIONAL MEMBERS No. 43-14 RE: ICI GLOBAL SUBMITS COMMENT LETTER TO FSB ON CROSS-BORDER RECOGNITION OF RESOLUTION ACTION -...

[28537] November 24, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 81-14 ICI GLOBAL MEMBERS No. 52-14 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 1-14 INTERNATIONAL MEMBERS No. 41-14 RE: ICI AND ICI GLOBAL COMMENT LETTERS TO PRUDENTIAL REGULATORS AND CFTC ON PROPOSED MARGIN...

[28527] November 18, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 79-14 ICI GLOBAL MEMBERS No. 50-14 INTERNATIONAL MEMBERS No. 39-14 RE: IOSCO ISSUES CONSULTATION REPORT ON POST-TRADE TRANSPARENCY IN THE CREDIT DEFAULT SWAPS MARKET   Recently, the Board of the International...

[28525] November 13, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 78-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: CFTC PROPOSES TO EXCLUDE COMMODITY TRADING ADVISORS FROM ORAL RECORDKEEPING REQUIREMENT   The Commodity Futures Trading Commission (“CFTC”) recently proposed...