[28439] October 8, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 67-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-14 ICI GLOBAL MEMBERS No. 40-14 INTERNATIONAL MEMBERS No. 33-14 INVESTMENT ADVISER MEMBERS No. 29-14 RE: EU REGULATORS ISSUE FINAL REPORT AND CONSULTATION PAPER...
[28423] October 2, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-14 ICI GLOBAL MEMBERS No. 39-14 INTERNATIONAL COMMITTEE No. 33-14 RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO ESMA'S DISCUSSION PAPER ON CALCULATION OF COUNTERPARTY RISK BY UCITS FOR OTC FINANCIAL...
[28419] October 1, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-14 ICI GLOBAL MEMBERS No. 38-14 INTERNATIONAL COMMITTEE No. 32-14 RE: ESMA ISSUES CONSULTATION PAPER ON CERTAIN ASPECTS OF DEFINITION OF DERIVATIVES On September 29, the European Securities and Markets...
[28418] October 1, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-14 ICI GLOBAL MEMBERS No. 37-14 INTERNATIONAL COMMITTEE No. 31-14 RE: FSB ISSUES CONSULTATIVE DOCUMENT ON CROSS-BORDER RECOGNITION OF RESOLUTION ACTION; STAY ON EARLY TERMINATION RIGHTS On September 29, 2014...
[28417] September 30, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 63-14 ICI GLOBAL MEMBERS No. 36-14 INTERNATIONAL COMMITTEE No. 30-14 RE: DRAFT ICI GLOBAL COMMENT LETTER IN RESPONSE TO IOSCO’S PROPOSED RISK MITIGATION STANDARDS FOR NON-CENTRALLY CLEARED OTC DERIVATIVES...
[28402] September 24, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 61-14 REGISTERED FUND CPO ADVISORY COMMITTEE RE: COURT STRIKES DOWN KEY CLAIMS IN LAWSUIT ON CFTC CROSS-BORDER GUIDANCE On September 16, the United States District Court for the District of Columbia (“Court”)...
[28396] September 23, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-14 RE: CFTC ISSUES NO-ACTION RELIEF FOR SEFS FROM CERTAIN BLOCK TRADE REQUIREMENTS On September 19, 2014, the Division of Market Oversight (“DMO”) of the Commodity Futures Trading Commission (“CFTC”) issued...
[28378] September 18, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 59-14 ICI GLOBAL MEMBERS No. 34-14 INTERNATIONAL COMMITTEE No. 28-14 RE: IOSCO PROPOSES RISK MITIGATION STANDARDS FOR NON-CENTRALLY CLEARED OTC DERIVATIVES On September 17, 2014, the Board of the International...
[28371] September 11, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-14 ICI GLOBAL MEMBERS No. 32-14 RE: U.S. PRUDENTIAL REGULATORS PROPOSE MARGIN AND CAPITAL REQUIREMENTS FOR UNCLEARED SWAPS Recently, the Office of the Comptroller of the Currency, Board of Governors of the...
