Derivatives Market Advisory Committee Content

[28134] May 21, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 37-14 INVESTMENT ADVISER MEMBERS No. 19-14 SEC RULES MEMBERS No. 19-14 RE: ICI COMMENT LETTER ON PROTECTION OF COLLATERAL FOR CLEARED SECURITY-BASED SWAPS UNDER SEC’S...

[28124] May 15, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-14 COMPLIANCE MEMBERS No. 10-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-14 ETF ADVISORY COMMITTEE No. 8-14 INVESTMENT ADVISER MEMBERS No. 17-14 SEC RULES MEMBERS...

[28126] May 15, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-14 ETF ADVISORY COMMITTEE No. 9-14 EQUITY MARKETS ADVISORY COMMITTEE No. 8-14 MONEY MARKET FUNDS ADVISORY COMMITTEE...

[28125] May 15, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-14 ICI GLOBAL MEMBERS No. 21-14 INTERNATIONAL COMMITTEE No. 16-14 SEC RULES COMMITTEE No. 20-14 RE: MEMBER CALL TO DISCUSS EU CONSULTATION PAPER ON MARGIN REQUIREMENTS FOR UNCLEARED DERIVATIVES ON WEDNESDAY, JUNE 4...

[28118] May 13, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33-14 SEC RULES COMMITTEE No. 18-14 RE: MEMBER CALL TO DISCUSS SEC'S PROPOSED REPORTING REQUIREMENTS FOR SECURITY-BASED SWAP DEALERS, MAJOR SECURITY-BASED SWAP...

[28100] May 7, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 17-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-14 ICI GLOBAL MEMBERS No. 20-14 INTERNATIONAL MEMBERS No. 19-14 RE: ICI GLOBAL SUBMITS COMMENT LETTER ON EUROPEAN COMMISSION’S CONSULTATION PAPER ON FX FINANCIAL...

[28081] May 1, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-14 INVESTMENT ADVISER MEMBERS No. 16-14 SEC RULES MEMBERS No. 16-14 RE: SEC PROPOSES RECORDKEEPING AND REPORTING REQUIREMENTS FOR SECURITY-BASED SWAP DEALERS, MAJOR...

[28079] May 1, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-14 SEC RULES COMMITTEE No. 16-14 RE: DRAFT ICI COMMENT LETTER ON PROTECTION OF COLLATERAL FOR CLEARED SECURITY-BASED SWAPS UNDER SEC’S PROPOSED STANDARDS FOR...

[28060] April 23, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-14 ICI GLOBAL MEMBERS No. 16-14 INTERNATIONAL COMMITTEE No. 11-14 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON EUROPEAN COMMISSION’S CONSULTATION PAPER ON FX FINANCIAL INSTRUMENTS - MEMBER FEEDBACK REQUESTED BY...

[28043] April 15, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-14 ICI GLOBAL MEMBERS No. 15-14 INVESTMENT ADVISER MEMBERS No. 14-14 INTERNATIONAL MEMBERS No. 14-14 RE: EU REGULATORS ISSUE CONSULTATION PAPER ON MARGIN REQUIREMENTS FOR UNCLEARED DERIVATIVES   On April 14, the...