[27742] December 5, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 97-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 85-13 SEC RULES MEMBERS No. 110-13 RE: ICI SUBMITS SUPPLEMENTAL COMMENT LETTER ON SEC’S PROPOSED RULES ON CAPITAL, MARGIN AND SEGREGATION ICI submitted a...
[27735] December 2, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 84-13 RE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING FEBRUARY 11; WEST COAST LOCATION ADDED The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, February 11, 2014. ...
[27719] November 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 31-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 83-13 SEC RULES COMMITTEE No. 46-13 RE: MEMBER CALL TO DISCUSS POTENTIAL COMMENTS ON CFTC’S RE-PROPOSED POSITION LIMITS AND AGGREGATION PROPOSAL ON TUESDAY...
[27711] November 21, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 82-13 SEC RULES COMMITTEE No. 44-13 RE: DRAFT ICI SUPPLEMENTAL COMMENT LETTER ON SEC’S PROPOSED RULES ON CAPITAL, MARGIN AND SEGREGATION; MEMBER COMMENTS...
[27707] November 19, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 92-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 80-13 INVESTMENT ADVISER MEMBERS No. 73-13 SEC RULES MEMBERS No. 104-13 RE: CFTC RE-PROPOSES POSITION LIMITS FOR DERIVATIVES AND AGGREGATION OF POSITIONS The...
[27708] November 19, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 93-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 81-13 INVESTMENT ADVISER MEMBERS No. 74-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 53-13 SEC RULES MEMBERS No. 105-13 RE: ESMA ADOPTS STANDARDS ON DERIVATIVES...
[27704] November 18, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 79-13 RE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING FEBRUARY 11 The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, February 11, 2014. The meeting will be held at...
[27690] November 8, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 90-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 77-13 INVESTMENT ADVISER MEMBERS No. 71-13 SEC RULES MEMBERS No. 101-13 RE: CFTC ADOPTS FINAL RULES ON PROTECTION OF COLLATERAL OF COUNTERPARTIES TO UNCLEARED SWAPS...
[27659] October 30, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 76-13 RE: SEFS FILE “MADE AVAILABLE TO TRADE” SUBMISSIONS Recently, three swap execution facilities (“SEFs”) have filed “made available to trade” (“MAT”) submissions to the Commodity Futures Trading Commission (...
