Derivatives Market Advisory Committee Content

[27359] July 8, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-13 RE: AGENDA FOR DERIVATIVES MARKETS ADVISORY COMMITTEE JULY 16 MEETING   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 16, 2013.  The meeting will be held at...

[27358] July 5, 2013 TO: SEC RULES MEMBERS No. 66-13 ICI GLOBAL MEMBERS DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-13 INTERNATIONAL MEMBERS No. 29-13 INVESTMENT ADVISER MEMBERS No. 47-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-13 RE: ICI AND ICI GLOBAL FILE FURTHER COMMENT...

[27340] June 28, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 57-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-13 INVESTMENT ADVISER MEMBERS No. 44-13 SEC RULES MEMBERS No. 61-13 RE: CFTC GRANTS PARTIAL RELIEF IN RESPONSE TO REQUEST BY ICI AND SIFMA AMG TO EXTEND COMPLIANCE...

[27342] June 28, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-13 INVESTMENT ADVISER MEMBERS No. 45-13 SEC RULES MEMBERS No. 62-13 RE: CFTC STAFF DEFERS COMPLIANCE DATE FOR PORTFOLIO RECONCILIATION   On June 27, 2013, the...

[27329] June 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 17-13 SEC RULES COMMITTEE No. 28-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON SEC’S PROPOSED RULES ON CROSS...

[27332] June 25, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-13 BOARD OF GOVERNORS No. 11-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 56-13 COMPLIANCE MEMBERS No. 29-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-13 ETF ADVISORY...

[27312] June 18, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-13 BOARD OF GOVERNORS No. 10-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 53-13 COMPLIANCE MEMBERS No. 28-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-13 ETF ADVISORY...

[27306] June 17, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47-13 RE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 16 (CA LOCATION ADDED)   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 16, 2013.  The meeting will...

[27308] June 17, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-13 BOARD OF GOVERNORS No. 9-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-13 COMPLIANCE MEMBERS No. 27-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 48-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-13 ETF ADVISORY...

[27296] June 11, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 46-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 50-13 INVESTMENT ADVISER MEMBERS No. 39-13 SEC RULES MEMBERS No. 55-13 RE: CFTC ADOPTS FINAL RULES FOR SWAP EXECUTION FACILITIES   The Commodity Futures Trading...