Derivatives Market Advisory Committee Content

[27238] May 13, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-13 ICI GLOBAL MEMBERS INVESTMENT ADVISER MEMBERS No. 30-13 INTERNATIONAL MEMBERS No. 24-13 SEC RULES MEMBERS No. 46-13 RE: SEC PROPOSES RULES ON CROSS-BORDER SECURITY...

[27222] May 7, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-13 BOARD OF GOVERNORS No. 8-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-13 COMPLIANCE MEMBERS No. 24-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-13 ETF ADVISORY...

[27213] May 1, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33-13 ICI GLOBAL MEMBERS SMALL FUNDS MEMBERS No. 30-13 SEC RULES MEMBERS No. 40-13 RE: ICI AND ICI GLOBAL SUBMIT RECOMMENDATIONS TO CONGRESS ON CFTC REAUTHORIZATION   ICI...

[27208] April 30, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 15-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 35-13 COMPLIANCE MEMBERS No. 22-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-13 INVESTMENT ADVISER MEMBERS No. 27-13 SEC RULES MEMBERS No. 39-13 SMALL FUNDS MEMBERS No. 29...

[27201] April 26, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 13-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-13 COMPLIANCE MEMBERS No. 21-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-13 INVESTMENT ADVISER MEMBERS No. 26-13 SEC RULES MEMBERS No. 38-13 SMALL FUNDS MEMBERS No. 28...

[27183] April 15, 2013 TO: TAX MEMBERS No. 17-13 FEDERAL LEGISLATION MEMBERS No. 2-13 ACCOUNTING/TREASURERS MEMBERS No. 12-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-13 RE: ICI COMMENTS ON WAYS & MEANS COMMITTEE DISCUSSION DRAFT ON TAXATION OF FINANCIAL PRODUCTS   The Institute...

[27170] April 10, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 31-13 COMPLIANCE MEMBERS No. 20-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-13 INVESTMENT ADVISER MEMBERS No. 24-13 SEC RULES MEMBERS No. 35-13 SMALL FUNDS MEMBERS No. 25...

[27173] April 10, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-13 INVESTMENT ADVISER MEMBERS No. 25-13 SEC RULES MEMBERS No. 36-13 SECURITIES OPERATIONS ADVISORY GROUP RE: CFTC STAFF PROVIDES TIME-LIMITED NO-ACTION RELIEF FROM...

[27152] April 4, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-13 BOARD OF GOVERNORS No. 7-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 30-13 COMPLIANCE MEMBERS No. 19-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-13 ETF ADVISORY...

[27111] March 14, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 20-13 SEC RULES MEMBERS No. 31-13 RE: ICI AND ICI GLOBAL COMMENT LETTER TO BASEL COMMITTEE AND IOSCO IN RESPONSE TO...