Derivatives Market Advisory Committee Content

[26741] December 6, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 81-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 69-12 INVESTMENT ADVISER MEMBERS No. 49-12 SEC RULES MEMBERS No. 110-12 RE: CFTC ISSUES CLEARING REQUIREMENT DETERMINATION   The Commodity Futures Trading Commission...

[26733] November 30, 2012 TO: SEC RULES MEMBERS No. 108-12 COMPLIANCE MEMBERS No. 27-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 68-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 79-12 SMALL FUNDS MEMBERS No. 40-12 INVESTMENT ADVISER MEMBERS No. 47-12 RE: CFTC STAFF ISSUES FUND OF...

  [26726] November 27, 2012 TO: SEC RULES MEMBERS No. 107-12 COMPLIANCE MEMBERS No. 26-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 67-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 78-12 SMALL FUNDS MEMBERS No. 39-12 INVESTMENT ADVISER MEMBERS No. 46-12 ETF ADVISORY COMMITTEE No. 47...

[26704] November 20, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 77-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-12 INVESTMENT ADVISER MEMBERS No. 45-12 SEC RULES MEMBERS No. 106-12 RE: ICI COMMENT LETTER IN RESPONSE TO REOPENING OF COMMENT PERIOD BY BANKING REGULATORS ON...

[26701] November 19, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 76-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 65-12 INVESTMENT ADVISER MEMBERS No. 44-12 SEC RULES MEMBERS No. 105-12 INTERNATIONAL MEMBERS No. 50-12 RE: TREASURY EXEMPTS FX SWAPS AND FX FORWARDS FROM THE...

[26686] November 14, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 45-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-12 SEC RULES COMMITTEE No. 71-12 RE: CONFERENCE CALL ON MONDAY, DECEMBER 10 TO DISCUSS CFTC'S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND CUSTOMER...

[26645] November 5, 2012 TO: SEC RULES COMMITTEE No. 70-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 63-12 ETF ADVISORY COMMITTEE No. 44-12 COMPLIANCE ADVISORY COMMITTEE No. 4-12 SMALL FUNDS COMMITTEE No. 26-12 VARIABLE INSURANCE...

  [26644] November 5, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 41-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-12 SEC RULES COMMITTEE No. 69-12 RE: DRAFT ICI COMMENT LETTER IN RESPONSE TO REOPENING OF COMMENT PERIOD BY BANKING REGULATORS ON PROPOSED MARGIN REQUIREMENTS...

  [26636]   November 1, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 40-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 61-12 SEC RULES COMMITTEE No. 68-12 RE: CFTC PROPOSES RULES TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND CUSTOMER FUNDS HELD BY FUTURES COMMISSION MERCHANTS...

[26619] October 26, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 16-12 BOARD OF GOVERNORS No. 13-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 70-12 COMPLIANCE MEMBERS No. 18-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 39-12 ETF ADVISORY...