Derivatives Market Advisory Committee Content

[26291] July 12, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-12 INTERNATIONAL COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 43-12 RE: CFTC PROPOSES INTERPRETIVE GUIDANCE ON THE CROSS-BORDER APPLICATION OF CERTAIN SWAPS...

[26298] July 12, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 31-12 INVESTMENT ADVISER MEMBERS No. 19-12 SEC RULES MEMBERS No. 61-12 RE: SEC ADOPTS RULES ON THE PROCESS FOR SUBMISSIONS FOR REVIEW OF SECURITY-BASED SWAPS FOR...

[26288] July 11, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 24-12 ETF ADVISORY COMMITTEE No. 23-12 EQUITY MARKETS ADVISORY COMMITTEE No. 14-12 FIXED-INCOME ADVISORY COMMITTEE No...

[26284] July 3, 2012 TO: BOARD OF GOVERNORS No. 8-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 38-12 COMPLIANCE MEMBERS No. 11-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-12 ETF ADVISORY COMMITTEE No. 22-12 FIXED-INCOME ADVISORY...

  [26278] June 29, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-12 ETF ADVISORY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-12 SEC RULES MEMBERS No. 56-12...

  [26269] June 27, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-12 SEC RULES COMMITTEE No. 41-12 RE: CFTC PROPOSES RULES PROHIBITING AGGREGATION OF ORDERS FOR MINIMUM BLOCK SIZES AND CAP SIZE REQUIREMENTS   On June 27, 2012...

[26261] June 25, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-12 SEC RULES COMMITTEE No. 40-12 RE: DRAFT AGENDA FOR DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 17   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 17...

[26246] June 19, 2012 TO: BOARD OF GOVERNORS No. 7-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-12 COMPLIANCE MEMBERS No. 10-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 23-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-12 ETF ADVISORY COMMITTEE No. 17-12 FIXED-INCOME ADVISORY...

[26239] June 14, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 39-12 RE: SEC STATEMENT ON SEQUENCING OF COMPLIANCE DATES FOR FINAL RULES FOR SECURITY-BASED SWAPS   The Securities and Exchange...

[26186] May 24, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 21-12 INVESTMENT ADVISER MEMBERS No. 11-12 SEC RULES MEMBERS No. 43-12 RE: CFTC ADOPTS RECORDKEEPING AND REPORTING REQUIREMENTS FOR HISTORICAL SWAPS   The Commodity...