Derivatives Market Advisory Committee Content

  [25593] October 28, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-11 SEC RULES COMMITTEE No. 91-11 RE: SEC PROPOSES RULES FOR REGISTRATION OF SECURITY-BASED SWAP ENTITIES; CALL SCHEDULED FOR NOVEMBER 10 The Securities and Exchange Commission (the “Commission”) recently...

  [25596] October 28, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 43-11 SEC RULES MEMBERS No. 126-11 RE: CFTC APPROVES CORE PRINCIPLES FOR DERIVATIVES CLEARING ORGANIZATIONS Section 725(c) of the Dodd-Frank Act amended Section 5b(c)(2) of the Commodity Exchange Act (“CEA”)...

[25577] October 24, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 48-11 CHIEF COMPLIANCE OFFICER COMMITTEE No. 15-11 COMPLIANCE ADVISORY COMMITTEE No. 5-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-11 ETF (EXCHANGE-TRADED FUNDS)...

[25574] October 21, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-11 SEC RULES COMMITTEE No. 88-11 RE: DRAFT COMMENT LETTER ON PROPOSED CFTC SWAPS IMPLEMENTATION SCHEDULES; COMMENTS REQUESTED BY OCTOBER 27   The Commodity Futures Trading Commission (“CFTC”) recently proposed...

[25526] September 30, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-11 SEC RULES COMMITTEE No. 82-11 RE: ICI LETTER ON CUSTOMER CLEARING DOCUMENTATION FOR SWAPS   The Commodity Futures Trading Commission has proposed rules regarding documentation for customer clearing...

[25505] September 20, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38-11 SEC RULES COMMITTEE No. 80-11 RE: CFTC PROPOSES IMPLEMENTATION SCHEDULES FOR CERTAIN SWAPS RULES; CONFERENCE CALL SEPTEMBER 26   The Commodity Futures Trading Commission (“CFTC”) has proposed two...

[25485] September 14, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 37-11 EQUITY MARKETS ADVISORY COMMITTEE No. 58-11 FIXED-INCOME ADVISORY COMMITTEE No. 67-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 53-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 45-11 SEC RULES COMMITTEE...

[25468] September 8, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-11 EQUITY MARKETS ADVISORY COMMITTEE No. 57-11 FIXED-INCOME ADVISORY COMMITTEE No. 65-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 52-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 44-11 SEC RULES COMMITTEE No...

  [25456] September 1, 2011 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 41-11 ETF ADVISORY COMMITTEE No. 62-11 SEC RULES COMMITTEE No. 75-11...

  [25434] August 25, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 42-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-11 PENSION COMMITTEE No. 26-11 PENSION OPERATIONS ADVISORY COMMITTEE No. 20-11 SEC RULES COMMITTEE No. 73-11 SMALL FUNDS COMMITTEE No. 33-11 RE: CFTC AND SEC...