Derivatives Market Advisory Committee Content

[26178] May 23, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-12 SEC RULES COMMITTEE No. 31-12 RE: SAVE THE DATE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 17   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 17...

  [26175] May 22, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-12 COMPLIANCE MEMBERS No. 7-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 19-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-12 ETF ADVISORY COMMITTEE No. 11-12 INVESTMENT ADVISER MEMBERS No. 10-12 SEC RULES...

[26172] May 21, 2012 TO: BOARD OF GOVERNORS No. 6-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-12 COMPLIANCE MEMBERS No. 5-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-12 ETF ADVISORY COMMITTEE No. 10-12 FIXED-INCOME ADVISORY...

[26158] May 15, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-12 INVESTMENT ADVISER MEMBERS No. 6-12 SEC RULES MEMBERS No. 36-12 RE: ICI LETTER ON CFTC’S MINIMUM BLOCK TRADE REPROPOSAL   ICI has filed a comment letter with the...

[26147] May 7, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-12 INVESTMENT ADVISER MEMBERS No. 5-12 SEC RULES MEMBERS No. 35-12 RE: CFTC AND SEC ADOPT DEFINITIONS OF "SWAP DEALER," "MAJOR SWAP PARTICIPANT" AND "ELIGIBLE CONTRACT...

  [26083] April 25, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-12 BOARD OF GOVERNORS No. 5-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-12 COMPLIANCE MEMBERS No. 5-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-12 ETF ADVISORY...

[26076] April 23, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-12 SEC RULES COMMITTEE No. 28-12 RE: ICI DRAFT LETTER ON CFTC REPROPOSAL ON BLOCK TRADES - COMMENTS REQUESTED BY MAY 3   The Commodity Futures Trading Commission...

[26050] April 17, 2012 TO: BOARD OF GOVERNORS No. 4-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-12 COMPLIANCE MEMBERS No. 4-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-12 ETF ADVISORY COMMITTEE No. 7-12 EQUITY MARKETS ADVISORY...

[26027] April 9, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 17-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 12-12 INVESTMENT ADVISER MEMBERS No. 3-12 SEC RULES MEMBERS No. 27-12 RE: ICI SUBMITS COMMENT LETTER ON ICE CLEAR CREDIT'S APPLICATIONS TO COMMINGLE SWAPS AND SECURITY...

  [26005] March 29, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-12 SEC RULES MEMBERS No. 23-12 RE: CFTC ADOPTS FINAL RULES ON CUSTOMER CLEARING DOCUMENTATION FOR SWAPS, TIMING OF ACCEPTANCE FOR CLEARING, AND ALLOCATION OF...