Derivatives Market Advisory Committee Content

[25757] December 29, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 88-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-11 SEC RULES MEMBERS No. 145-11 RE: CFTC ADOPTS RULES FOR SWAP DATA REPORTING AND RECORDKEEPING   The Commodity Futures Trading Commission (“Commission”)...

[25749] December 27, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 56-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 51-11 ETF ADVISORY COMMITTEE No. 71-11 EQUITY MARKETS ADVISORY COMMITTEE No. 68-11 FIXED-INCOME ADVISORY COMMITTEE...

URGENT/ACTION REQUESTED [25741] December 23, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 55-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 50-11 ETF ADVISORY COMMITTEE No. 70-11 EQUITY MARKETS ADVISORY COMMITTEE No. 67-11 FIXED...

[25734] December 21, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 50-11 SEC RULES COMMITTEE No. 107-11 RE: SAVE THE DATE:  DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JANUARY 26; DRAFT AGENDA ATTACHED   The next meeting of the Derivatives Markets Advisory Committee has been...

[25722] December 16, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 49-11 SEC RULES COMMITTEE No. 106-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 54-11 RE: CFTC PROPOSES PROCESS FOR MAKING A SWAP “AVAILABLE TO TRADE;” CALL SCHEDULED FOR JANUARY 4   The Commodity Futures...

[25634] November 10, 2011 TO: SEC RULES MEMBERS No. 133-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 79-11 EQUITY MARKETS ADVISORY COMMITTEE No. 62-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 61-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 56-11 FIXED-INCOME ADVISORY COMMITTEE No...

  [25633] November 9, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 78-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 47-11 SEC RULES MEMBERS No. 132-11 TAX MEMBERS No. 39-11 RE: MUTUAL FUNDS A FOCUS AT SENATE HEARING ON EXCESSIVE SPECULATION IN THE COMMODITY MARKETS   On November...

  [25619] November 7, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-11 SEC RULES COMMITTEE No. 97-11 RE: ICI FILES COMMENT LETTER ON CFTC SWAP IMPLEMENTATION SCHEDULES   On November 4, 2011, ICI filed a comment letter on the Commodity Futures Trading Commission’s (the...

  [25625] November 7, 2011 TO: ACCOUNTING/TREASURERS MEMBERS No. 28-11 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 77-11 COMPLIANCE MEMBERS No. 43-11 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 46-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[25610] November 3, 2011 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 44-11 SEC RULES COMMITTEE No. 96-11 RE: CFTC ISSUES FINAL RULE ON POSITION LIMITS   The Commodity Futures Trading Commission (“Commission” or “CFTC”) recently adopted a rule regarding position limits for futures...