Derivatives Market Advisory Committee Content

[25940] February 28, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-12 SEC RULES COMMITTEE No. 14-12 RE: CFTC ISSUES REPROPOSAL ON BLOCK TRADES   The Commodity Futures Trading Commission (“CFTC”) has re-proposed rules specifying...

[25910] February 14, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-12 SEC RULES MEMBERS No. 13-12 RE: ICI FILES COMMENT LETTER ON CFTC PROPOSAL TO MAKE A SWAP AVAILABLE TO TRADE   On February 13, 2012, ICI filed a comment letter...

  [25909] February 14, 2012 TO: BOARD OF GOVERNORS No. 1-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-12 ETF ADVISORY COMMITTEE No. 4-12 EQUITY MARKETS ADVISORY COMMITTEE No. 4-12 FIXED...

  [25888] February 10, 2012 TO: SEC RULES COMMITTEE No. 12-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-12 ETF ADVISORY COMMITTEE No. 3-12 CHIEF COMPLIANCE OFFICER COMMITTEE No. 2-12 SMALL FUNDS COMMITTEE No. 4-12 RE: CFTC ADOPTS...

URGENT/ACTION REQUESTED [25870] February 6, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-12 ETF ADVISORY COMMITTEE No. 2-12 EQUITY MARKETS ADVISORY COMMITTEE No. 3-12 FIXED-INCOME...

[25865] February 1, 2012 TO: SEC RULES MEMBERS No. 6-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-12 RE: CFTC ADOPTS RULES FOR THE PROTECTION OF CLEARED SWAPS CUSTOMER COLLATERAL   On January 11, 2012, the Commodity Futures Trading...

[25827] January 25, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-12 INTERNATIONAL MEMBERS No. 1-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-12 FIXED-INCOME ADVISORY COMMITTEE No. 3-12 RE: ICI AND ICI GLOBAL JOINT RESPONSE TO MIFID QUESTIONNAIRE   ICI and ICI Global have...

[25831] January 25, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-12 ETF ADVISORY COMMITTEE No. 1-12 EQUITY MARKETS ADVISORY COMMITTEE No. 2-12 FIXED-INCOME ADVISORY COMMITTEE No. 4...

[25794] January 12, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-12 SEC RULES COMMITTEE No. 3-12 RE: REMINDER - DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JANUARY 26; DRAFT AGENDA ATTACHED   The next meeting of the Derivatives Markets Advisory Committee will be held on...

  [25783] January 10, 2012 TO: SEC RULES COMMITTEE No. 2-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 1-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-12 RE: ICI DRAFT LETTER ON CFTC PROPOSAL FOR MAKING A SWAP "AVAILABLE TO TRADE" - COMMENTS REQUESTED BY JANUARY 24   The Commodity...