Derivatives Market Advisory Committee Content

[26362] August 2, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-12 SEC RULES COMMITTEE No. 48-12 RE: ICI DRAFT COMMENT LETTER ON SEC’S STATEMENT ON SEQUENCING OF COMPLIANCE DATES FOR FINAL RULES FOR SECURITY-BASED SWAPS...

[26360] August 1, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 50-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-12 INVESTMENT ADVISER MEMBERS No. 23-12 SEC RULES MEMBERS No. 71-12 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 10-12   RE: CFTC AND SEC ADOPT FURTHER...

[26355] July 30, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38-12 SEC RULES MEMBERS No. 70-12 RE: CFTC ADOPTS SCHEDULE TO PHASE IN COMPLIANCE WITH SWAP CLEARING REQUIREMENTS   The Commodity Futures Trading Commission (“CFTC” or...

[26343] July 26, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 48-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 37-12 INVESTMENT ADVISER MEMBERS No. 22-12 SEC RULES MEMBERS No. 69-12 RE: ICI COMMENT LETTER ON CFTC'S PROPOSED RULES PROHIBITING AGGREGATION OF ORDERS TO SATISFY...

[26325] July 23, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-12 INTERNATIONAL COMMITTEE No. 25-12 SEC RULES COMMITTEE No. 47-12 RE: BCBS AND IOSCO PROPOSE MARGIN REQUIREMENTS FOR UNCLEARED DERIVATIVES AND CFTC REOPENS...

  [26313] July 19, 2012 TO: BOARD OF GOVERNORS No. 9-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 43-12 COMPLIANCE MEMBERS No. 13-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-12 ETF ADVISORY COMMITTEE No. 26-12 FIXED-INCOME ADVISORY...

[26312] July 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-12 COMPLIANCE ADVISORY COMMITTEE No. 2-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 25-12 FIXED-INCOME ADVISORY COMMITTEE No. 17-12 INVESTMENT ADVISERS COMMITTEE No. 1-12 SEC...

[26302] July 16, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-12 COMPLIANCE MEMBERS No. 12-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 33-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-12 ETF ADVISORY COMMITTEE No. 24-12 FIXED-INCOME ADVISORY COMMITTEE No. 16-12 INVESTMENT...

[26301] July 16, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 32-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 44-12 RE: ICI DRAFT COMMENT LETTER ON CFTC’S PROPOSED RULES PROHIBITING AGGREGATION OF ORDERS TO SATISFY MINIMUM BLOCK SIZES OR CAP SIZE...

[26289] July 12, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 29-12 SEC RULES COMMITTEE No. 42-12 RE: AGENDA FOR DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 17   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 17, 2012...