Derivatives Market Advisory Committee Content

[26863] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-13 BOARD OF GOVERNORS No. 2-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-13 COMPLIANCE MEMBERS No. 3-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-13 ETF ADVISORY...

[26833] January 4, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 4-13 RE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JANUARY 29   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, January 29, 2013.  The meeting will be held at the...

[26814] January 3, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 2-13 SEC RULES COMMITTEE No. 2-13 RE: DRAFT ICI LETTER ON CFTC’S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND CUSTOMER FUNDS HELD BY FUTURES COMMISSION...

[26818] January 3, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-13 BOARD OF GOVERNORS No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-13 COMPLIANCE MEMBERS No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-13 ETF ADVISORY...

[26812] January 2, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 1-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 1-13 INVESTMENT ADVISER MEMBERS No. 1-13 SEC RULES MEMBERS No. 1-13 RE: CFTC ISSUES FINAL CROSS-BORDER EXEMPTIVE ORDER AND FURTHER PROPOSED GUIDANCE   The Commodity...

[26811] January 2, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 1-13 SEC RULES COMMITTEE No. 1-13 RE: DRAFT ICI LETTER ON SEC’S PROPOSAL ON CAPITAL, MARGIN, AND SEGREGATION REQUIREMENTS FOR SECURITY-BASED SWAP DEALERS AND MAJOR...

[26810] December 31, 2012 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 23-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 88-12 COMPLIANCE MEMBERS No. 31-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 73-12 INVESTMENT ADVISER MEMBERS No. 55-12 OPERATIONS MEMBERS No. 11-12 SEC RULES...

[26806] December 27, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-12 BOARD OF GOVERNORS No. 15-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 86-12 COMPLIANCE MEMBERS No. 30-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 45-12 ETF...

[26777] December 19, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 83-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 71-12 INVESTMENT ADVISER MEMBERS No. 51-12 SEC RULES MEMBERS No. 112-12 RE: SEC ISSUES CONDITIONAL EXEMPTIONS FOR PORTFOLIO MARGINING OF SWAPS AND SECURITY-BASED...

[26756] December 13, 2012 TO: BOARD OF GOVERNORS No. 14-12 ACCOUNTING/TREASURERS MEMBERS No. 20-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 82-12 COMPLIANCE MEMBERS No. 28-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 44-12 ETF ADVISORY...