[27286] June 7, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-13 SEC RULES MEMBERS No. 54-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-13 COMPLIANCE MEMBERS No. 26-13 INVESTMENT ADVISER MEMBERS No. 38-13 ACCOUNTING/TREASURERS MEMBERS No. 18-13 RE: ICI AND IAA SUBMIT...
[27275] June 6, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 46-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-13 INVESTMENT ADVISER MEMBERS No. 35-13 SEC RULES MEMBERS No. 51-13 RE: ICI AND SIFMA AMG REQUEST RELIEF FOR CERTAIN FX TRANSACTIONS On June 4, 2013, ICI and the...
[27276] June 6, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 47-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 43-13 INVESTMENT ADVISER MEMBERS No. 36-13 SEC RULES MEMBERS No. 52-13 RE: ICI, IAA, AND SIFMA AMG REQUEST EXTENSION OF CLEARING DEADLINE TO PROVIDE TIME FOR FULL...
[27274] June 6, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-13 RE: SAVE THE DATE: DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JULY 16 The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, July 16, 2013. The meeting will be held...
[27269] June 4, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 40-13 INVESTMENT ADVISER MEMBERS No. 34-13 SEC RULES MEMBERS No. 50-13 RE: CFTC ISSUES FINAL INTERPRETIVE GUIDANCE AND POLICY STATEMENT REGARDING ANTI-DISRUPTIVE...
[27267] June 4, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 44-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-13 INVESTMENT ADVISER MEMBERS No. 33-13 SEC RULES MEMBERS No. 49-13 RE: CFTC ADOPTS FINAL RULES TO MAKE A SWAP "AVAILABLE TO TRADE" AND A SCHEDULE TO PHASE IN...
[27261] June 3, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 43-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 27-13 INVESTMENT ADVISER MEMBERS No. 32-13 SEC RULES MEMBERS No. 48-13 RE: CFTC PROVIDES LIMITED EXTENSION IN RESPONSE...
[27250] May 23, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 42-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-13 ICI GLOBAL MEMBERS INVESTMENT ADVISER MEMBERS No. 31-13 INTERNATIONAL MEMBERS No. 25-13 SEC RULES MEMBERS No. 47-13 RE: ICI AND OTHER TRADE GROUPS REQUEST...
[27251] May 23, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 37-13 RE: ICI AND OTHER TRADES SUBMIT REQUEST TO CFTC TO EXTEND COMPLIANCE DATE FOR BUNCHED ORDER AGREEMENTS UNDER RULE 1.73 On May 21, ICI along with the Futures Industry Association, the Managed Funds Association...
