[27632] October 10, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 87-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 75-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 49-13 RE: ICI AND ICI GLOBAL COMMENT LETTER ON USE OF CUSTOMER MARGIN FOR RECOVERY OF CLEARINGHOUSES ICI and ICI...
[27608] October 1, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 85-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 74-13 ICI GLOBAL MEMBERS INVESTMENT ADVISER MEMBERS No. 67-13 INTERNATIONAL MEMBERS No. 48-13 SEC RULES MEMBERS No. 92-13 RE: CFTC PROVIDES TIME-LIMITED NO-ACTION...
[27592] September 24, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 25-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 24-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON USE OF CUSTOMER MARGIN FOR RECOVERY OF CLEARINGHOUSES ...
[27596] September 24, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 27-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 83-13 COMPLIANCE MEMBERS No. 42-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 73-13 SEC RULES MEMBERS No. 90-13 RE: ICI SUBMITS SECOND LETTER SEEKING CLARIFICATIONS ON...
[27569] September 17, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 80-13 COMPLIANCE MEMBERS No. 40-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 71-13 INVESTMENT ADVISER MEMBERS No. 63-13 SEC RULES MEMBERS No. 87-13 SMALL FUNDS MEMBERS No. 53-13 RE: ICI SUBMITS FOLLOW-UP LETTER...
[27564] September 16, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 79-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 45-13 RE: ICI AND ICI GLOBAL SUBMIT COMMENT LETTER ON PROPOSED DRAFT STANDARDS FOR DERIVATIVES CONTRACTS BETWEEN...
[27552] September 10, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 76-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 69-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 41-13 RE: ICI AND ICI GLOBAL SUBMIT COMMENT LETTER ON EU CLEARING OBLIGATION ICI and ICI Global submitted a...
[27548] September 6, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 75-13 COMPLIANCE MEMBERS No. 39-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 68-13 INVESTMENT ADVISER MEMBERS No. 62-13 SEC RULES MEMBERS No. 84-13 ACCOUNTING/TREASURERS MEMBERS No. 25-13 SMALL FUNDS MEMBERS No...
[27543] September 5, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 66-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 38-13 SEC RULES MEMBERS No. 82-13 RE: BASEL COMMITTEE AND IOSCO ISSUE FINAL MARGIN POLICY FRAMEWORK FOR NON...
[27546] September 5, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 74-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 67-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 39-13 SEC RULES MEMBERS No. 83-13 RE: EUROPEAN REGULATORS ADVISE EU COMMISSION ON EQUIVALENCE OF NON-EU...
