Derivatives Market Advisory Committee Content

[27967] March 20, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-14 SMALL FUNDS MEMBERS No. 6-14 SEC RULES MEMBERS No. 8-14 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC APPROPRIATIONS REQUEST   ICI has filed a statement for the...

March 12, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-14 FIXED-INCOME ADVISORY COMMITTEE No. 3-14 SEC RULES COMMITTEE No. 9-14 SECURITIES OPERATIONS ADVISORY GROUP RE: DRAFT ICI COMMENT LETTER ON FINRA’S PROPOSED MARGIN...

[27946] March 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 7-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 14-14 OPERATIONS COMMITTEE No. 10-14 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 13-14 RE: ICI...

[27893] February 18, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 12-14 ICI GLOBAL MEMBERS No. 4-14 INVESTMENT ADVISER MEMBERS No. 5-14 INTERNATIONAL MEMBERS No. 4-14 RE: EU COMMISSION ADOPTS STANDARDS ON DERIVATIVES CONTRACTS...

[27895] February 18, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-14 ICI GLOBAL MEMBERS No. 5-14 INVESTMENT ADVISER MEMBERS No. 6-14 INTERNATIONAL MEMBERS No. 5-14 RE: EU REGULATORS SEEK CLARIFICATION FROM EU COMMISSION...

[27884] February 11, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-14 INVESTMENT ADVISER MEMBERS No. 4-14 SECURITIES OPERATIONS ADVISORY GROUP RE: CFTC ANNOUNCES MEASURES FOR ORDERLY TRANSITION TO MANDATORY TRADING   As we previously informed you, the first set of interest...

[27883] February 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-14 OPERATIONS COMMITTEE No. 6-14 SECURITIES OPERATIONS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE No. 7-14 RE...

[27879] February 10, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-14 SEC RULES MEMBERS No. 6-14 RE: ICI SUBMITS COMMENT LETTER ON CFTC’S AGGREGATION PROPOSAL   On February 10, ICI submitted a comment letter to the Commodity...

[27872] January 30, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-14 INVESTMENT ADVISER MEMBERS No. 3-14 SECURITIES OPERATIONS ADVISORY GROUP RE: CFTC CERTIFIES ADDITIONAL "MADE AVAILABLE TO TRADE" SUBMISSIONS   The Commodity Futures Trading Commission (“CFTC”) announced the...

[27870] January 30, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-14 RE: AGENDA FOR DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING ON FEBRUARY 11, 2014   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, February 11, 2014. The...