Derivatives Market Advisory Committee Content

[28032] April 14, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 27-14 ICI GLOBAL MEMBERS No. 14-14 INTERNATIONAL COMMITTEE No. 10-14 RE: EUROPEAN COMMISSION ISSUES CONSULTATION PAPER ON FX FINANCIAL INSTRUMENTS   On April 10, the European Commission issued a consultation paper...

[28029] April 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-14 COMPLIANCE MEMBERS No. 8-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-14 ETF ADVISORY COMMITTEE No. 5-14 INVESTMENT...

[28010] April 2, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-14 SEC RULES COMMITTEE No. 12-14 RE: MEMBER CALL TO DISCUSS POTENTIAL COMMENTS ON SEC’S PROPOSED STANDARDS FOR “COVERED CLEARING AGENCIES” ON THURSDAY, APRIL 10 AT...

[27989] March 27, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 9-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 21-14 FIXED-INCOME ADVISORY COMMITTEE No. 4-14 SEC RULES MEMBERS No. 10-14 SECURITIES OPERATIONS ADVISORY GROUP RE: ICI COMMENT LETTER ON FINRA’S PROPOSED MARGIN...

[27991] March 27, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-14 INVESTMENT ADVISER MEMBERS No. 11-14 SEC RULES MEMBERS No. 11-14 RE: SEC PROPOSES STANDARDS FOR “COVERED CLEARING AGENCIES”   Recently, the Securities and...

[27993] March 27, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 24-14 RE: CFTC REQUESTS COMMENT ON SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS   Recently, the Commodity Futures Trading Commission (“CFTC”) issued a request for public comment on the CFTC’s swap data...

[27980] March 25, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 20-14 ICI GLOBAL MEMBERS No. 11-14 INVESTMENT ADVISER MEMBERS No. 10-14 INTERNATIONAL MEMBERS No. 10-14 RE: EU COMMISSION RESPONDS TO REQUEST BY EU REGULATORS FOR CLARIFICATION REGARDING CLASSIFICATION OF CERTAIN...

[27979] March 25, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 19-14 ICI GLOBAL MEMBERS No. 10-14 INTERNATIONAL MEMBERS No. 9-14 INVESTMENT ADVISER MEMBERS No. 9-14 RE: CLEARINGHOUSE AUTHORIZED UNDER EU DERIVATIVES REGULATION   On March 18, 2014, Nasdaq OMX Clearing AB was...

[27976] March 24, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 8-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-14 COMPLIANCE MEMBERS No. 5-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE ETF ADVISORY COMMITTEE No. 2-14 INVESTMENT ADVISER...

[27965] March 20, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 7-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-14 RE: ICI DRAFT LETTER ON NFA CAPITAL AND CUSTOMER PROTECTION PROPOSAL; MEMBER COMMENTS REQUESTED BY MARCH 27   On...