Derivatives Market Advisory Committee Content

[26967] February 4, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-13 INVESTMENT ADVISER MEMBERS No. 13-13 SEC RULES MEMBERS No. 16-13 RE: ICI LETTER ON SEC’S PROPOSAL ON CAPITAL, MARGIN, AND SEGREGATION REQUIREMENTS FOR SECURITY...

[26956] January 31, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 14-13 COMPLIANCE MEMBERS No. 8-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 14-13 INVESTMENT ADVISER MEMBERS No. 11-13 SEC RULES MEMBERS No. 15-13 SMALL FUNDS MEMBERS No. 10-13 RE: NFA REQUESTS MANDATORY RESPONSE...

[26955] January 31, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-13 BOARD OF GOVERNORS No. 4-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-13 COMPLIANCE MEMBERS No. 7-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-13 ETF ADVISORY...

[26948] January 25, 2013 TO: TAX MEMBERS No. 8-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 12-13 RE: WAYS & MEANS COMMITTEE RELEASES DISCUSSION DRAFT PROVISIONS TO REFORM TAXATION OF FINANCIAL PRODUCTS   Chairman Dave Camp (R-MI) of the House of Representatives Committee on Ways and...

[26942] January 24, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 4-13 SEC RULES COMMITTEE No. 7-13 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTER ON CFTC’S FURTHER PROPOSED...

[26896] January 17, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-13 COMPLIANCE MEMBERS No. 5-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-13 ETF ADVISORY COMMITTEE No. 5-13 INVESTMENT ADVISER MEMBERS No. 8-13 SEC RULES...

[26883] January 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-13 BOARD OF GOVERNORS No. 3-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-13 COMPLIANCE MEMBERS No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-13 ETF ADVISORY...

[26880] January 15, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-13 INVESTMENT ADVISER MEMBERS No. 5-13 SEC RULES MEMBERS No. 8-13 RE: CFTC ISSUES ORDER TO ICE CLEAR CREDIT ALLOWING PORTFOLIO MARGINING OF SWAPS AND SECURITY-BASED...

[26872] January 14, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 7-13 INVESTMENT ADVISER MEMBERS No. 4-13 SEC RULES MEMBERS No. 7-13 RE: ICI LETTER ON CFTC'S PROPOSAL TO ENHANCE PROTECTIONS AFFORDED CUSTOMERS AND CUSTOMER FUNDS...

[26869] January 14, 2013 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-13 RE: AGENDA FOR DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING JANUARY 29   The next meeting of the Derivatives Markets Advisory Committee has been scheduled for Tuesday, January 29, 2013. The meeting will be...