Derivatives Market Advisory Committee Content

[26618] October 26, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 59-12 INVESTMENT ADVISER MEMBERS No. 39-12 SEC RULES MEMBERS No. 98-12 RE: CFTC ADAPTS EXISTING REGULATIONS TO INCORPORATE SWAPS   The Commodity Futures Trading...

  [26616] October 25, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 39-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 58-12 SEC RULES COMMITTEE No. 67-12 RE: SEC PROPOSES CAPITAL, MARGIN, AND SEGREGATION REQUIREMENTS FOR SECURITY-BASED SWAP DEALERS AND MAJOR SECURITY-BASED SWAP...

[26599] October 23, 2012 TO: BOARD OF GOVERNORS No. 12-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 66-12 COMPLIANCE MEMBERS No. 17-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 57-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-12 ETF ADVISORY COMMITTEE No. 39-12 FIXED-INCOME...

  [26588] October 16, 2012 TO: BOARD OF GOVERNORS No. 11-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-12 COMPLIANCE MEMBERS No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 37-12 FIXED-INCOME...

[26562] October 9, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 63-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 54-12 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 42-12 INVESTMENT ADVISER MEMBERS No. 35-12 SEC RULES MEMBERS No. 90-12 RE: EUROPEAN SECURITIES AND MARKETS...

[26570] October 9, 2012 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-12 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 43-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 50-12 SEC RULES MEMBERS No. 91-12 RE: UK TREASURY PUBLISHES FINAL REPORT AND RECOMMENDATIONS ON LIBOR   As you know...

  [26558] October 8, 2012 TO: BOARD OF GOVERNORS No. 10-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-12 COMPLIANCE MEMBERS No. 15-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 35-12 FIXED-INCOME...

[26540] October 1, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 61-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 52-12 INTERNATIONAL MEMBERS No. 41-12 INVESTMENT ADVISER MEMBERS No. 32-12 SEC RULES MEMBERS No. 87-12 RE: ICI PARTICIPATES IN JOINT BUY-SIDE TRADE ASSOCIATION...

[26529] September 27, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 51-12 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 38-12 INVESTMENT ADVISER MEMBERS No. 30-12 SEC RULES MEMBERS No. 83-12 RE: ICI AND ICI GLOBAL COMMENT LETTER IN...