[28522] November 12, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 77-14 ICI GLOBAL MEMBERS No. 49-14 INTERNATIONAL COMMITTEE No. 39-14 RE: DRAFT ICI GLOBAL COMMENT LETTERS TO FSB ON CROSS-BORDER RECOGNITION OF RESOLUTION ACTION - STAY ON EARLY TERMINATION RIGHTS; MEMBER...
[28514] November 10, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 76-14 ICI GLOBAL MEMBERS No. 48-14 INTERNATIONAL COMMITTEE No. 38-14 RE: DRAFT ICI AND ICI GLOBAL COMMENT LETTERS TO PRUDENTIAL REGULATORS AND CFTC ON PROPOSED MARGIN REQUIREMENTS FOR UNCLEARED SWAPS; MEMBER...
[28510] November 6, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 73-14 ICI GLOBAL MEMBERS No. 47-14 INTERNATIONAL MEMBERS No. 38-14 RE: EUROPEAN COMMISSION ISSUES EQUIVALENCE DECISIONS FOR NON-EU CLEARINGHOUSES On October 30, 2014, the European Commission adopted its first...
[28512] November 6, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 75-14 RE: CFTC STAFF ISSUES INTERPRETATION REGARDING NOTIFICATION OF RIGHT TO SEGREGATE MARGIN FOR UNCLEARED SWAPS On October 31, 2014, the Division of Swap Dealer and Intermediary Oversight (“Division”) of the...
[28511] November 6, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 74-14 RE: CFTC PROPOSES REVISIONS TO RESIDUAL INTEREST DEADLINE On November 3, 2014, the Commodity Futures Trading Commission (“CFTC”) proposed to revise the deadline in Rule 1.22 by which a futures commission...
[28482] October 23, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-14 ICI GLOBAL MEMBERS No. 46-14 INTERNATIONAL MEMBERS No. 36-14 RE: CPMI AND IOSCO ISSUE REPORT ON THE RECOVERY OF FINANCIAL MARKET INFRASTRUCTURES On October...
[28474] October 21, 2014 TO: REGISTERED FUND CPO ADVISORY COMMITTEE DERIVATIVES MARKETS ADVISORY COMMITTEE No. 71-14 ICI GLOBAL MEMBERS No. 45-14 INVESTMENT ADVISER MEMBERS No. 30-14 INTERNATIONAL MEMBERS No. 35-14 RE: CFTC GLOBAL MARKETS ADVISORY COMMITTEE HOLDS PUBLIC MEETING ON NON...
[28472] October 21, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-14 ICI GLOBAL MEMBERS No. 44-14 INTERNATIONAL COMMITTEE No. 36-14 RE: ICI GLOBAL SUBMITS COMMENT LETTER IN RESPONSE TO ESMA'S DISCUSSION PAPER ON CALCULATION OF COUNTERPARTY RISK BY UCITS FOR OTC FINANCIAL...
[28468] October 16, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 69-14 ICI GLOBAL MEMBERS No. 43-14 INTERNATIONAL COMMITTEE No. 35-14 RE: ICI GLOBAL SUBMITS COMMENT LETTER IN RESPONSE TO IOSCO'S PROPOSED RISK MITIGATION STANDARDS FOR NON-CENTRALLY CLEARED OTC DERIVATIVES On...
[28440] October 9, 2014 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 68-14 ICI GLOBAL MEMBERS No. 41-14 INTERNATIONAL COMMITTEE No. 34-14 RE: MEMBER CALL TO DISCUSS PROPOSALS BY PRUDENTIAL REGULATORS AND CFTC FOR MARGIN REQUIREMENTS FOR UNCLEARED SWAPS ON THURSDAY, OCTOBER 16 AT 12...
