[28831] March 13, 2015 TO: REGISTERED FUND CPO ADVISORY COMMITTEE CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-15 SMALL FUNDS MEMBERS No. 11-15 SEC RULES MEMBERS No. 17-15 RE: ICI SUBMITS STATEMENT TO CONGRESS ON CFTC FISCAL YEAR 2016...
[28818] March 12, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 15-15 INTERNATIONAL COMMITTEE No. 13-15 ICI GLOBAL MEMBERS No. 13-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 11-15 RE: DRAFT ICI GLOBAL RESPONSE TO ESMA'S ADDENDUM CONSULTATION PAPER ON CERTAIN DERIVATIVES FOR...
[28766] February 25, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-15 INTERNATIONAL COMMITTEE No. 11-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 8-15 ICI GLOBAL MEMBERS No. 10-15 RE: EUROPEAN REGULATORS ISSUE ADDENDUM CONSULTATION PAPER ON CERTAIN DERIVATIVES FOR...
[28763] February 24, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 12-15 RE: MARK YOUR CALENDAR - SEPTEMBER 29 DERIVATIVES MARKETS ADVISORY COMMITTEE MEETING & SEPTEMBER 28 COMMITTEE DINNER The fall meeting of the Derivatives Markets Advisory Committee has been scheduled for...
[28758] February 23, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 11-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 7-15 RE: SEC PROPOSES AMENDMENTS TO REGULATIONS ON REPORTING AND DISSEMINATION OF SECURITY-BASED SWAP INFORMATION; PROPOSED GUIDANCE ON BUNCHED ORDERS Recently...
[28739] February 17, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-15 ICI GLOBAL MEMBERS No. 8-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 5-15 INTERNATIONAL COMMITTEE No. 8-15 RE: DRAFT ICI GLOBAL RESPONSE ON DERIVATIVES ISSUES TO EU REGULATORS ON IMPLEMENTING REGULATION...
[28737] February 13, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-15 REGISTERED FUND CPO ADVISORY COMMITTEE INVESTMENT ADVISER MEMBERS No. 5-15 SEC RULES MEMBERS No. 11-15 COMPLIANCE MEMBERS No. 7-15 SMALL FUNDS MEMBERS No. 6-15 RE: SEC CHARGES ADVISER TO ALTERNATIVE MUTUAL...
[28722] February 6, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 8-15 ICI GLOBAL MEMBERS No. 6-15 INTERNATIONAL MEMBERS No. 6-15 INVESTMENT ADVISER MEMBERS No. 4-15 RE: EU REGULATOR ISSUES FEEDBACK STATEMENT ON POTENTIAL CLEARING...
[28709] February 4, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 6-15 ICI GLOBAL MEMBERS No. 5-15 ICI GLOBAL TRADING & MARKETS COMMITTEE No. 3-15 RE: IOSCO ISSUES FINAL REPORT ON RISK MITIGATION STANDARDS On January 28, 2015, the International Organization of Securities...
