Board of Governors Content

May 24, 1996 TO: BOARD OF GOVERNORS No. 24-96 MEMBERS - ONE PER COMPLEX No. 41-96 RE: IMMEDIATE ACTION ITEM ______________________________________________________________________________ Write the U.S. Senate NOW to Eliminate Duplicative State Regulation of Mutual Funds: Urge Senate...

May 24, 1996 TO: BOARD OF GOVERNORS No. 23-96 MEMBERS - ONE PER COMPLEX No. 40-96 RE: Institute Letter to SEC Chairman Levitt on Personal Investing __________________________________________________________ In his remarks at the Institute’s General Membership Meeting on Wednesday, SEC...

May 23, 1996 TO: BOARD OF GOVERNORS No. 22-96 BROKER/DEALER ADVISORY COMMITTEE No. 9-96 DIRECT MARKETING COMMITTEE No. 12-96 INDUSTRY STATISTICS COMMITTEE No. 15-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 12-96 MARKETING POLICY COMMITTEE No. 16-96 MEMBERS - ONE PER COMPLEX No. 38-96...

May 22, 1996 TO: BOARD OF GOVERNORS No. 21-96 INVESTMENT COMPANY DIRECTORS No. 6-96 MEMBERS - ONE PER COMPLEX No. 37-96 RE: MARK YOUR CALENDARS FOR THE INSTITUTE’S 1996 DIRECTORS CONFERENCE OCTOBER 30-NOVEMBER 1 IN WASHINGTON, DC _______________________________________________________...

May 20, 1996 TO: BOARD OF GOVERNORS No. 19-96 RE: INSTITUTE PROFILE PROSPECTUS SUBMISSION TO SECURITIES AND EXCHANGE COMMISSION ______________________________________________________________________________ As you know, Securities and Exchange Commission Chairman Arthur Levitt...

May 20, 1996 TO: BOARD OF GOVERNORS No. 20-96 RE: INSTITUTE PROFILE PROSPECTUS SUBMISSION TO SECURITIES AND EXCHANGE COMMISSION ______________________________________________________________________________ As you know, Securities and Exchange Commission Chairman Arthur Levitt...

1 See Memorandum to Board of Governors No. 10-96, Federal Legislation Members No. 1-96, Members-One Per Complex No. 20-96, Public Information Committee No. 8-96, SEC Rules Committee No. 17-96, and State Liaison Committee No. 6-96, dated March 8, 1996. May 15, 1996 TO: BOARD OF...

May 2, 1996 TO: BOARD OF GOVERNORS No. 17-96 INVESTMENT COMPANY DIRECTORS No. 5-96 MEMBERS - ONE PER COMPLEX No. 31-96 RE: REGIONAL FORUMS FOR DIRECTORS -- SAN FRANCISCO FORUM JUNE 27. ______________________________________________________________________________ As previously...

April 29, 1996 TO: BOARD OF GOVERNORS No. 16-96 RE: IMPORTANT UPDATE: May 2 Washington Briefing ______________________________________________________________________________ For those of you who will be attending the Institute
s fifth annual Washington Briefing, this is to advise you...

April 23, 1996 TO: BOARD OF GOVERNORS No. 15-96 RE: MAY 2 WASHINGTON BRIEFING ______________________________________________________________________________ In conjunction with the May Board of Governors
meeting, the Public Affairs Department has scheduled the fifth annual Board of...