Board of Governors Content

December 23, 1996 TO: BOARD OF GOVERNORS No. 64-96 RE: Board of Governors Meeting, January 27-29, 1997 ______________________________________________________________________________ This memorandum contains information about the Board of Governors meeting at the Scottsdale Princess...

December 23, 1996 TO: BOARD OF GOVERNORS No. 63-96 SEC RULES MEMBERS No. 83-96 RE: BARBASH REMARKS AT ICI SECURITIES LAW PROCEDURES CONFERENCE ______________________________________________________________________________ Barry Barbash, Director of the SEC
s Division of Investment...

1 See Investment Company Act Release No. 22405 (December 18, 1996) ("Release"). December 20, 1996 TO: BOARD OF GOVERNORS No. 62-96 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 48-96 SEC RULES MEMBERS No. 82-96 RE: SEC PROPOSES RULES REGARDING PRIVATE INVESTMENT COMPANIES _________________...

1 The amendments were proposed in November 1994. See Memorandum to Bank Investment Management Members No. 36-94 and Board of Governors No. 122-94, dated December 12, 1994. November 22, 1996 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 30-96 BOARD OF GOVERNORS No. 61-96 RE: OCC ADOPTS...

November 13, 1996 TO: BOARD OF GOVERNORS No. 60-96 RE: THE NEW FINANCE BY PROFESSOR EDWARDS OF COLUMBIA UNIVERSITY ____________________________________________________________________________ Enclosed is a copy of The New Finance, Regulation and Financial Stability, a recently-...

November 6, 1996 TO: BOARD OF GOVERNORS No. 59-96 RE: January, 1997 Board of Governors Meeting ______________________________________________________________________________ The Institute’s Board of Governors Winter meeting will be held January 27-29, 1997 at the Scottsdale Princess...

November 4, 1996 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 27-96 BOARD OF GOVERNORS No. 58-96 SEC RULES COMMITTEE No. 116-96 BANK MUTUAL FUND TASK FORCE RE: FEDERAL RESERVE PERMITS BANK HOLDING COMPANY PERSONNEL TO SERVE ON MUTUAL FUND BOARD __________________________________________...

1 Memorandum to Board of Governors No. 55-96, Members-One Per Complex No. 69-96, Federal Legislation Members No. 16-96, SEC Rules Members No. 56-96, State Securities Members NO. 35-96, Unit Investment Trust Members No. 43-96, Closed-End Members-One Per Complex No. 1-96, Public...

October 8, 1996 TO: BOARD OF GOVERNORS No. 56-96 RE: REPORT ON IMPLEMENTATION OF INSTITUTE’S RECOMMENDATIONS ON PERSONAL INVESTING ______________________________________________________________________________ As directed at the October 4, 1996 Board meeting, we are forwarding all...

October 1, 1996 TO: BOARD OF GOVERNORS No. 54-96 ACCOUNTING/TREASURERS COMMITTEE No. 39-96 FEDERAL LEGISLATION MEMBERS No. 15-96 OPERATIONS COMMITTEE No. 25-96 PENSION COMMITTEE No. 42-96 PUBLIC INFORMATION COMMITTEE No. 38-96 RE: LEGISLATION TO REPEAL ERISA’S "LIMITED SCOPE AUDIT"...