ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
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1 See Memorandum to Board of Governors No. 3-97, Federal Legislation Committee No. 1-97, and Public Information Committee No. 2-97, dated January 13, 1997. February 12, 1997 TO: BOARD OF GOVERNORS No. 6-97 FEDERAL LEGISLATION MEMBERS No. 3-97 PUBLIC INFORMATION COMMITTEE No. 4-97 RE...
January 24, 1997 TO: BOARD OF GOVERNORS No. 5-97 FEDERAL LEGISLATION MEMBERS No. 2-97 PUBLIC INFORMATION COMMITTEE No. 3-97 RE: UNIVERSAL IRA BILLS INTRODUCED ______________________________________________________________________________ The "Savings and Investment Incentive Act of...
January 14, 1997 TO: BOARD OF GOVERNORS No. 4-97 RE: SOCIAL SECURITY ADVISORY COUNCIL REPORT RELEASED ___________________________________________________________________ On January 6, 1996, the Social Security Advisory Council released its long-awaited report on the fiscal stability...
January 13, 1997 TO: BOARD OF GOVERNORS No. 2-97 FEDERAL LEGISLATION MEMBERS No. 1-97 PUBLIC INFORMATION COMMITTEE No. 1-97 RE: 1997 GOVERNMENT AFFAIRS MATERIALS ______________________________________________________________________________ Among its responsibilities, the Institute’s...
January 13, 1997 TO: BOARD OF GOVERNORS No. 3-97 FEDERAL LEGISLATION COMMITTEE No. 1-97 PUBLIC INFORMATION COMMITTEE No. 2-97 RE: FINANCIAL SERVICES REFORM LEGISLATION ______________________________________________________________________________ As expected, House Banking Committee...
January 8, 1997 TO: BOARD OF GOVERNORS No. 1-97 RE: PROPOSED MINUTES OF OCTOBER 1996 BOARD OF GOVERNORS MEETING ______________________________________________________________________________ Attached hereto is a copy of the minutes of the October 4, 1996 board meeting which are...
December 31, 1996 TO: BOARD OF GOVERNORS No. 67-96 SEC RULES MEMBERS No. 86-96 RE: NASDR SOLICITS COMMENT ON THE USE OF BOND FUND RISK RATINGS IN SUPPLEMENTAL SALES LITERATURE ______________________________________________________________________________ NASD Regulation, Inc. (“NASDR”...
December 24, 1996 TO: BOARD OF GOVERNORS No. 65-96 ACCOUNTING/TREASURERS COMMITTEE No. 50-96 PENSION COMMITTEE No. 49-96 RE: PROPOSED REPEAL OF ERISA’S LIMITED SCOPE AUDIT PROVISION ______________________________________________________________________________ As you may know, the...
December 24, 1996 TO: BOARD OF GOVERNORS No. 66-96 DIRECT MARKETING COMMITTEE No. 39-96 INDUSTRY STATISTICS COMMITTEE No. 34-96 MARKETING POLICY COMMITTEE No. 43-96 PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 91-96 PUBLIC INFORMATION MEMBERS No. 5-96 RESEARCH...
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