Board of Governors Content

February 28, 1997 TO: BOARD OF GOVERNORS No. 16-97 PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 13-97 ACCOUNTING/TREASURERS MEMBERS No. 9-97 SEC RULES MEMBERS No. 16-97 RE: INSTITUTE PAPER ON MUTUAL FUND VALUATION AND LIQUIDITY ISSUES _____________________________...

February 27, 1997 TO: BOARD OF GOVERNORS No. 15-97 RE: SOFT DOLLAR ARRANGEMENTS ______________________________________________________________________________ The Institute recently forwarded to each member the enclosed memorandum on soft dollar arrangements. These materials are...

February 27, 1997 TO: BOARD OF GOVERNORS No. 14-97 PRIMARY CONTACTS - MEMBER COMPLEX (MEMBERS - ONE PER COMPLEX) No. 11-97 RE: SPEECH BY SEC CHAIRMAN ON DISCLOSURE REFORM ______________________________________________________________________________ Attached is a speech delivered...

February 26, 1997 TO: BOARD OF GOVERNORS No. 13-97 RE: Ceremony Honoring Three Former Institute Chairmen __________________________________________________________ At the dinner for the Board of Governors on Tuesday, January 30 in Palm Beach, Florida, we will honor three former...

February 25, 1997 TO: BOARD OF GOVERNORS No. 11-97 TAX MEMBERS No. 9-97 ACCOUNTING/TREASURERS MEMBERS No. 8-97 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-97 RE: INSTITUTE VICTORY IN NEW JERSEY PASS-THROUGH LITIGATION ___________________________________________________________________...

* See Memorandum to Board of Governors No. 67-96, Advertising Subcommitte No. 140-96, dated December 31, 1996 and Memorandum to Unit Investment Trust Committee No. 6-97, dated February 7, 1997. February 25, 1997 TO: BOARD OF GOVERNORS No. 10-97 ADVERTISING SUBCOMMITTEE No. 9-97 SEC...

February 25, 1997 TO: BOARD OF GOVERNORS No. 12-97 RE: Media Inquiry Regarding Institute Policy on Investment of Cash Reserves ______________________________________________________________________________ A reporter has contacted the Institute and some members of the Board of...

February 21, 1997 TO: BOARD OF GOVERNORS No. 9-97 FEDERAL LEGISLATION MEMBERS No. 5-97 PUBLIC INFORMATION COMMITTEE No. 6-97 RE: FINANCIAL SERVICES REFORM UPDATE: BROAD NEW BILLS INTRODUCED BY D’AMATO AND BAKER; GREENSPAN AND LEVITT TESTIFY IN HOUSE ___________________________________...

February 20, 1997 TO: BOARD OF GOVERNORS No. 8-97 FEDERAL LEGISLATION MEMBERS No. 4-97 PUBLIC INFORMATION COMMITTEE No. 5-97 RE: INVESTMENT COMPETITIVENESS ACT INTRODUCED IN HOUSE ______________________________________________________________________________ On February 12, 1997...