Board of Governors Content

November 14, 1995 TO: BOARD OF GOVERNORS No. 75-95 FEDERAL LEGISLATION MEMBERS No. 25-95 PUBLIC INFORMATION COMMITTEE No. 41-95 30% REPEAL WORKING GROUP TAX ISSUES WORKING GROUP PENSION SIMPLIFICTION WORKING GROUP RE: CONFEREES ACT ON TAX PROVISIONS ___________________________________...

November 8, 1995 TO: BOARD OF GOVERNORS No. 74-95 CLOSED-END FUND COMMITTEE No. 53-95 FEDERAL LEGISLATION MEMBERS No. 24-95 MEMBERS - ONE PER COMPLEX No. 96-95 SEC RULES COMMITTEE No. 117-95 STATE LIAISON COMMITTEE No. 32-95 RE: CONGRESSIONAL HEARING ON H.R. 1495, THE INVESTMENT...

October 26, 1995 TO: BOARD OF GOVERNORS No. 73-95 FEDERAL LEGISLATION MEMBERS No. 23-95 MEMBERS - ONE PER COMPLEX No. 93-95 SEC RULES COMMITTEE No. 114-95 STATE LIAISON COMMITTEE No. 31-95 RE: (1) INSTITUTE TESTIMONY ON FEDERAL/STATE REGULATION (2) SEC CHAIRMAN LEVITT’S SPEECH _______...

October 23, 1995 TO: BOARD OF GOVERNORS No. 72-95 RE: Article from The Economist ______________________________________________________________________________

October 20, 1995 TO: BOARD OF GOVERNORS No. 70-95 RE: January, 1996 Board of Governors Meeting ______________________________________________________________________________ The Institute
s Board of Governors Winter meeting will be held January 29-31, 1996 at the Ritz Carlton Palm...

October 20, 1995 TO: BOARD OF GOVERNORS No. 71-95 FEDERAL LEGISLATION MEMBERS No. 22-95 30% REPEAL WORKING GROUP RE: FINANCE COMMITTEE APPROVES TAX PROVISIONS ______________________________________________________________________________ The Senate Finance Committee on October 19...

October 12, 1995 TO: BOARD OF GOVERNORS No. 69-95 PENSION COMMITTEE No. 18-95 SEC RULES COMMITTEE No. 111-95 RE: REMARKS OF SEC COMMISSIONER WALLMAN AT INSTITUTE DIRECTORS CONFERENCE ______________________________________________________________________________ SEC Commissioner Steven...

October 10, 1995 TO: BOARD OF GOVERNORS No. 68-95 RE: Institute Services for Investment Company Directors ______________________________________________________________________________ As discussed at the meeting of the Board of Governors last week, there are several matters that...

October 2, 1995 TO: BOARD OF GOVERNORS No. 66-95 SEC RULES MEMBERS No. 66-95 RE: NASD SPECIAL NOTICE TO MEMBERS CONCERNING MUTUAL FUND SALES PRACTICES ______________________________________________________________________________ The National Association of Securities Dealers, Inc...

October 2, 1995 TO: BOARD OF GOVERNORS No. 67-95 RE: Board of Governors Meeting -- October 5-6, 1995 ______________________________________________________________________________ The following information relates to functions to be held in conjunction with the Board of Governors...