Board of Governors Content

March 7, 1995 TO: BOARD OF GOVERNORS No. 35-95 MEMBERS - ONE PER COMPLEX No. 30-95 SEC RULES MEMBERS No. 16-95 INVESTMENT COMPANY DIRECTORS RE: INVESTMENT COMPANY DIRECTORS WORKSHOP ON APRIL 18 _____________________________________________________________________________ Enclosed is...

February 28, 1995 TO: BOARD OF GOVERNORS No. 34-95 FEDERAL LEGISLATION COMMITTEE No. 12-95 FEDERAL LEGISLATION MEMBERS No. 12-95 TAX COMMITTEE No. 7-95 RE: MARKET DISCOUNT LEGISLATION INTRODUCED ______________________________________________________________________________ On February...

1 See Memorandum to Board of Governors No. 127-94, Bank Investment Management Members No. 39-94, SEC Rules Committee No. 133-94 and Subcommittee on Advertising No. 25-94, dated December 19, 1994. February 23, 1995 TO: BOARD OF GOVERNORS No. 33-95 BANK INVESTMENT MANAGEMENT MEMBERS No...

February 22, 1995 TO: BOARD OF GOVERNORS No. 31-95 RE: Audit Report for Fiscal Year 1994 ______________________________________________________________________________ Enclosed is the independent auditor’s report for the Institute’s fiscal year ending September 30, 1994. The...

February 22, 1995 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 9-95 BOARD OF GOVERNORS No. 32-95 SEC RULES COMMITTEE No. 26-95 SUBCOMMITTEE ON ADVERTISING No. 2-95 RE: INSTITUTE LETTER TO OCC ON INCONSISTENT OR DUPLICATIVEE REGULATION ____________________________________________________...

February 17, 1995 TO: BOARD OF GOVERNORS No. 30-95 MEMBERS - ONE PER COMPLEX No. 20-95 SEC RULES COMMITTEE No. 24-95 RE: SEC RESPONSE TO INSTITUTE SURVEY ON PERSONAL INVESTING ______________________________________________________________________________ As you may recall, last...

February 16, 1995 TO: BOARD OF GOVERNORS No. 29-95 INTERNATIONAL MEMBERS No. 2-95 INVESTMENT ADVISER MEMBERS No. 9-95 RE: U.S. AND JAPAN ASSET MANAGEMENT TRADE AGREEMENT ______________________________________________________________________________ As we previously informed you U.S...

February 14, 1995 TO: BOARD OF GOVERNORS No. 28-95 SEC RULES COMMITTEE No. 22-95 RE: INSTITUTE SUBMISSION OF FACSIMILE PROFILE PROSPECTUSES TO SEC ______________________________________________________________________________ As you may recall, last October SEC Chairman Levitt...

* Securities and Exchange Commission v. John Kaweske, No. 95-N-296 (D. Co. filed Feb. 6, 1995). February 9, 1995 TO: BOARD OF GOVERNORS No. 27-95 COMPLIANCE COMMITTEE No. 9-95 INVESTMENT ADVISERS COMMITTEE No. 11-95 SEC RULES COMMITTEE No. 19-95 RE: SEC FILES COMPLAINT AGAINST FORMER...

February 9, 1995 TO: BOARD OF GOVERNORS No. 26-95 FEDERAL LEGISLATION COMMITTEE No. 11-95 FEDERAL LEGISLATION MEMBERS No. 11-95 MEMBERS - ONE PER COMPLEX No. 17-95 GOVERNMENT AFFAIRS IRA ISSUES GROUP RE: INSTITUTE TESTIFIES BEFORE SENATE FINANCE COMMITTEE _____________________________...