Board of Governors Content

1 See Institute Memorandum to Accounting/Treasurers Members No. 8-94, Closed-End Fund Members No. 7-94, Members - One Per Complex No. 17-94 and Tax Members No. 8-94, dated March 9, 1994. 2 See Institute Memorandum to Board of Governors No. 53-94, Accounting/Treasurers Committee No. 32...

December 12, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 36-94 BOARD OF GOVERNORS No. 122-94 RE: OCC PROPOSAL ON OPERATING SUBSIDIARIES ______________________________________________________________________________ The Office of the Comptroller of the Currency recently proposed...

December 8, 1994 TO: BOARD OF GOVERNORS No. 121-94 MEMBERS - ONE PER COMPLEX No. 92-94 RE: CONGRESS AND ADMINISTRATION CONSIDERING IRA EXPANSION ______________________________________________________________________________ The Republican "Contract," expected to be acted on in the...

1 Copies of the Institute's letter were delivered to the Federal Deposit Insurance Corporation, the Office of Thrift Supervision, the Federal Reserve Board, the Securities and Exchange Commission, the National Association of Securities Dealers, Inc., and Ellen Seidman, Special...

November 29, 1994 TO: BOARD OF GOVERNORS No. 118-94 COMPLIANCE COMMITTEE No. 22-94 SEC RULES COMMITTEE No. 126-94 MUTUAL FUND INTERNAL COMPLIANCE WORKING GROUP RE: INSTITUTE SUBMITS MUTUAL FUND INTERNAL COMPLIANCE PROPOSAL TO SEC _______________________________________________________...

November 29, 1994 TO: BOARD OF GOVERNORS No. 120-94 RE: Nomination of Independent Directors to Serve on the Board of Governors __________________________________________________________ In the 1970Gs, the Board of Governors of the Institute adopted a policy of having up to three...

November 14, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 32-94 BOARD OF GOVERNORS NO. 117-94 RE: FEDERAL RESERVE LETTER ON BANK INVESTMENT ADVISER ACTIVITIES __________________________________________________________ The Federal Reserve Board recently sent the attached letter to...

* Pension plan management in Japan is available only to trust banks, insurance companies and licensed discretionary advisers. Most U.S. investment managers seek access to the Japanese pension market as discretionary advisers, although the vast majority of pension assets in Japan are...

November 9, 1994 TO: BOARD OF GOVERNORS NO. 116-94 RE: CONGRESSIONAL ELECTIONS __________________________________________________________ While the pundits will be writing extensively about the Republicans taking control of both the House AND Senate for the first time in over 40 years...

November 7, 1994 TO: BOARD OF GOVERNORS NO. 114-94 TAX MEMBERS NO. 46-94 RE: ED COHEN'S AUTOBIOGRAPHY __________________________________________________________