Board of Governors Content

November 4, 1994 TO: BOARD OF GOVERNORS NO. 112-94 INDUSTRY STATISTICS COMMITTEE NO. 20-94 INTERNATIONAL COMMITTEE NO. 19-94 MEMBERS - ONE PER COMPLEX NO. 84-94 RESEARCH COMMITTEE NO. 30-94 RE: International Mutual Fund Statistics ______________________________________________________...

November 4, 1994 TO: BOARD OF GOVERNORS NO. 113-94 TAX MEMBERS NO. 45-94 ACCOUNTING/TREASURERS COMMITTEE NO. 55-94 RE: IRS RULING ON FUND 12b-1 FEES __________________________________________________________ We are pleased to report that the Internal Revenue Service has issued the...

November 1, 1994 TO: BOARD OF GOVERNORS NO. 111-94 FEDERAL LEGISLATION COMMITTEE NO. 35-94 FEDERAL LEGISLATION MEMBERS NO. 33-94 RE: 1995 GOVERNMENT AFFAIRS MATERIALS __________________________________________________________ As part of the Institute's Government Affairs program, the...

October 27, 1994 TO: BOARD OF GOVERNORS NO. 110-94 RE: JANUARY 1995 BOARD OF GOVERNORS MEETING __________________________________________________________ The Institute's next Board of Governors meeting will be held January 30 - February 1, 1995 at the Hapuna Beach Prince Hotel in...

October 21, 1994 TO: BOARD OF GOVERNORS NO. 108-94 SEC RULES COMMITTEE NO. 113-94 INVESTMENT COMPANY DIRECTORS CONFERENCE ATTENDEES RE: CHAIRMAN LEVITT'S REMARKS AT ICI INVESTMENT COMPANY DIRECTORS CONFERENCE __________________________________________________________ As part of a...

October 21, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 30-94 BOARD OF GOVERNORS NO. 109-94 SEC RULES MEMBERS NO. 74-94 RE: SEC SANCTIONS BROKER WITH RESPECT TO BANK MUTUAL FUND SALES ACTIVITIES __________________________________________________________ The Securities and Exchange...

October 19, 1994 TO: BOARD OF GOVERNORS NO. 107-94 MEMBERS - ONE PER COMPLEX NO. 79-94 PUBLIC INFORMATION COMMITTEE NO. 35-94 SEC RULES MEMBERS NO. 73-94 STATE LIAISON COMMITTEE NO. 58-94 RE: CHAIRMAN LEVITT'S SPEECH CONCERNING PROSPECTUS SIMPLICATION AND SUMMARY PROSPECTUS PROPOSAL _...

October 13, 1994 TO: BOARD OF GOVERNORS NO. 106-94 FEDERAL LEGISLATION COMMITTEE NO. 34-94 FEDERAL LEGISLATION MEMBERS NO. 32-94 RE: INVESTMENT ADVISERS BILL DIES IN SENATE __________________________________________________________ Despite apparent agreement between House and Senate...

October 13, 1994 TO: BOARD OF GOVERNORS NO. 105-94 MEMBERS - ONE PER COMPLEX NO. 78-94 PUBLIC INFORMATION COMMITTEE NO. 33-94 RE: RESPONSE TO LEVITT SPEECH __________________________________________________________ SEC Chairman Arthur Levitt today spoke to the National Press Club...

October 10, 1994 TO: BOARD OF GOVERNORS NO. 104-94 FEDERAL LEGISLATION COMMITTEE NO. 33-94 FEDERAL LEGISLATION MEMBERS NO. 31-94 RE: CONGRESS APPROVES SEC FUNDING __________________________________________________________ On October 8, 1994, the Senate approved and cleared for the...