Board of Governors Content

September 12, 1994 TO: BOARD OF GOVERNORS NO. 93-94 OPERATIONS MEMBERS NO. 31-94 SEC RULES MEMBERS NO. 63-94 TRANSFER AGENT ADVISORY COMMITTEE NO. 34-94 RE: REVISED UCC ARTICLE 8 ADOPTED BY THE AMERICAN LAW INSTITUTE AND NATIONAL CONFERENCE OF COMMISSIONERS ON UNIFORM STATE LAWS _____...

September 2, 1994 TO: BOARD OF GOVERNORS NO. 92-94 SEC RULES COMMITTEE NO. 100-94 RE: SEC CONCEPT RELEASE ON RATING AGENCIES (NRSROs) __________________________________________________________ The Securities and Exchange Commission has issued a concept release soliciting comment on...

September 1, 1994 TO: BOARD OF GOVERNORS NO. 91-94 INTERNATIONAL MEMBERS NO. 8-94 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 35-94 INVESTMENT ADVISER MEMBERS NO. 40-94 RE: ONTARIO APPROVES REGISTRATION OF NON-RESIDENT U.S. ADVISERS _______________________________________________________...

August 30, 1994 TO: BOARD OF GOVERNORS NO. 90-94 DIRECT MARKETING COMMITTEE NO. 26-94 INDUSTRY STATISTICS COMMITTEE NO. 17-94 MARKETING POLICY COMMITTEE NO. 40-94 MEMBERS - ONE PER COMPLEX NO. 61-94 PUBLIC INFORMATION COMMITTEE NO. 30-94 RESEARCH COMMITTEE NO. 24-94 SALES FORCE...

August 29, 1994 TO: BOARD OF GOVERNORS NO. 89-94 RE: PROPOSED MINUTES OF MAY 4, 1994 BOARD OF GOVERNORS MEETING __________________________________________________________ Attached hereto is a copy of the minutes of the May 4, 1994 board meeting which are proposed to be presented to...

August 29, 1994 TO: BOARD OF GOVERNORS NO. 88-94 RE: PROPOSED MINUTES OF JUNE 30, 1994 MEETING __________________________________________________________ Attached hereto is a copy of the minutes of the June 30, 1994 board meeting which are proposed to be presented to the Board of...

August 26, 1994 TO: BOARD OF GOVERNORS NO. 87-94 RE: Board of Governors Meeting, October 6, 1994 __________________________________________________________ The next meeting of the Board of Governors will be held on Thursday, October 6, 1994 in the David Silver Conference Room at the...

August 22, 1994 TO: BOARD OF GOVERNORS NO. 86-94 FEDERAL LEGISLATION COMMITTEE NO. 28-94 FEDERAL LEGISLATION MEMBERS NO. 25-94 RE: "FINANCIAL SERVICES COMPETITIVENESS ACT" INTRODUCED __________________________________________________________ House Financial Institutions Subcommittee...

August 18, 1994 TO: BOARD OF GOVERNORS NO. 85-94 FEDERAL LEGISLATION COMMITTEE NO. 27-94 FEDERAL LEGISLATION MEMBERS NO. 24-94 FINANCIAL SERVICES ISSUES GROUP BANK LEGISLATIVE ISSUES GROUP RE: THE FINANCIAL SERVICES COMPETITIVENESS ACT INTRODUCED THIS MEMO WAS NOT SENT OUT ACCORDING...

August 19, 1994 TO: BOARD OF GOVERNORS NO. 83-94 FEDERAL LEGISLATION COMMITTEE NO. 26-94 FEDERAL LEGISLATION MEMBERS NO. 23-94 SEC RULES COMMITTEE NO. 94-94 RE: SEC APPROPRIATION CUT BY CONGRESS __________________________________________________________ On its way to the President for...