Board of Governors Content

July 22, 1994 TO: BOARD OF GOVERNORS NO. 63-94 FEDERAL LEGISLATION COMMITTEE NO. 14-94 FEDERAL LEGISLATION MEMBERS NO. 11-94 MEMBERS - ONE PER COMPLEX NO. 50-94 PENSION COMMITTEE NO. 22-94 TAX COMMITTEE NO. 24-94 GOVERNMENT AFFAIRS IRA ISSUE GROUP RE: BREAUX-ROTH IRA BILL INTRODUCED...

July 21, 1994 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 17-94 BOARD OF GOVERNORS NO. 62-94 BROKER/DEALER ADVISORY COMMITTEE NO. 15-94 MARKETING POLICY COMMITTEE NO. 32-94 OPERATIONS COMMITTEE NO. 17-94 SALES FORCE MARKETING COMMITTEE NO. 26-94 SEC RULES COMMITTEE NO. 81-94...

1SEC ICI Memorandum to Board of Governors No. 56-94, Accounting/Treasurers Committee No. 35-94, Direct Marketing Committee No. 15- 94, Industry Statistics Committee No. 11-94, Marketing Policy Committee No. 26-94, Members - One Per Complex No. 41-94, Operations Committee No. 13-94...

July 14, 1994 TO: BOARD OF GOVERNORS NO. 60-94 SEC RULES COMMITTEE NO. 76-94 SUBCOMMITTEE ON ADVERTISING NO. 13-94 RE: SEC ORDER APPROVING NASD RANKING GUIDELINES __________________________________________________________ The Securities and Exchange Commission recently adopted...

July 6, 1994 TO: BOARD OF GOVERNORS NO. 59-94 SEC RULES COMMITTEE NO. 72-94 RE: SEC COMMISSIONER'S SPEECH ON CURRENT ISSUES FOR FUND DIRECTORS __________________________________________________________ SEC Commissioner Roberts recently delivered a speech on some current issues in the...

July 5, 1994 TO: BOARD OF GOVERNORS NO. 58-94 SEC RULES COMMITTEE NO. 71-94 STATE LIAISON COMMITTEE NO. 41-94 RE: NASAA LETTER ON SUMMARY PROSPECTUS PROPOSAL; INSTITUTE RESPONSE __________________________________________________________ The Investment Companies Committee of the North...

July 1, 1994 TO: BOARD OF GOVERNORS NO. 57-94 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 14-94 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 6-94 SEC RULES MEMBERS NO. 44-94 RE: SEC POSITION ON MONEY MARKET FUND PURCHASES OF CERTAIN ADJUSTABLE RATE SECURITIES _______________________________...

June 30, 1994 TO: BOARD OF GOVERNORS NO. 56-94 ACCOUNTING/TREASURERS COMMITTEE NO. 35-94 DIRECT MARKETING COMMITTEE NO. 15-94 INDUSTRY STATISTICS COMMITTEE NO. 11-94 MARKETING POLICY COMMITTEE NO. 26-94 MEMBERS - ONE PER COMPLEX NO. 41-94 OPERATIONS COMMITTEE NO. 13-94 PUBLIC...

June 23, 1994 TO: BOARD OF GOVERNORS No. 55-94 SEC RULES COMMITTEE No. 69-94 RE: CHAIRMAN LEVITTGS LETTERS ON MUTUAL FUND INVESTMENT IN DERIVATIVES; INSTITUTEGS RESPONSE _____________________________________________________________________________ Securities and Exchange Commission...

June 21, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 24-94 BOARD OF GOVERNORS NO. 54-94 RE: NASD NOTICE TO MEMBERS CONCERNING BANK BROKER-DEALER ACTIVITIES __________________________________________________________ The National Association of Securities Dealers, Inc., recently...