Board of Governors Content

May 20, 1994 TO: BOARD OF GOVERNORS NO. 43-94 SEC RULES MEMBERS NO. 36-94 RE: CHAIRMAN LEVITT'S REMARKS AT INSTITUTE'S GENERAL MEMBERSHIP MEETING __________________________________________________________ SEC Chairman Arthur Levitt delivered a keynote speech this week at the Institute...

May 19, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 20-94 BOARD OF GOVERNORS NO. 42-94 RE: OCC'S APPROVAL OF BANK ACQUISITIONS OF MUTUAL FUND ADVISERS; INSTITUTE'S COMMENT LETTER __________________________________________________________ The Office of the Comptroller of the...

1 For more details on the bill's provisions, see Memorandum to Board of Governors No. 99-93, Federal Legislation Committee No. 37-93, and Federal Legislation Members No. 34-93, dated November 3, 1993. May 17, 1994 TO: BOARD OF GOVERNORS NO. 41-94 FEDERAL LEGISLATION COMMITTEE NO. 12...

May 12, 1994 TO: BOARD OF GOVERNORS NO. 40-94 FEDERAL LEGISLATION COMMITTEE NO. 11-94 FEDERAL LEGISLATION MEMBERS NO. 9-94 SEC RULES COMMITTEE NO. 54-94 INVESTMENT COMPANY ACT REFORM ISSUES GROUP RE: INSTITUTE SUPPORTS SEC SELF-FUNDING; OPPOSES ADMINISTRATION'S PROPOSED BUDGET FOR SEC...

May 11, 1994 TO: BOARD OF GOVERNORS NO. 39-94 RE: FREQUENTLY OVERLOOKED FACTS ABOUT MUTUAL FUNDS __________________________________________________________ As was requested during the May 4 meeting of the Board, we are providing you with this recently updated version of our paper on...

May 9, 1994 TO: BOARD OF GOVERNORS NO. 37-94 MEMBERS - ONE PER COMPLEX NO. 28-94 RE: REPORT OF THE ADVISORY GROUP ON PERSONAL INVESTING __________________________________________________________ I am pleased to forward the Report of the industry's Advisory Group on Personal Investing...

May 6, 1994 TO: BOARD OF GOVERNORS NO. 36-94 RE: National Journal Article __________________________________________________________ Attached is a lengthy article from the National Journal of May 7, 1994 concerning the mutual fund industry and current regulatory issues, notably...

May 6, 1994 TO: BOARD OF GOVERNORS NO. 38-94 MONEY MARKET FUNDS AD HOC COMMITTEE NO. 12-94 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 3-94 SEC RULES COMMITTEE NO. 52-94 RE: INSTITUTE LETTER ON PROPOSED AMENDMENTS TO MONEY MARKET FUND REGULATION ________________________________________...

April 25, 1994 TO: BOARD OF GOVERNORS NO. 35-94 RE: BANK-LIKE REGULATION OF MUTUAL FUNDS __________________________________________________________ In an earlier memo (See Institute Memo to Board of Governors No. 32-94, dated April 15, 1994), we reported on the April 14 hearing on...

1April 15, 1994 TO: BOARD OF GOVERNORS NO. 32-94 FEDERAL LEGISLATION COMMITTEE NO. 9-94 FEDERAL LEGISLATION MEMBERS NO. 7-94 SEC RULES COMMITTEE NO. 47-94 INVESTMENT COMPANY ACT REFORM ISSUES GROUP BANK LEGISLATIVE ISSUES GROUP BANK INVESTMENT MANAGEMENT MEMBERS NO. 19-94 RE...