Board of Governors Content

* See Institute Memorandum to Accounting/Treasurers Members No. 8-94, Closed-End Fund Members No. 7-94, Members - One Per Complex No. 17-94 and Tax Members No. 8-94, dated March 9, 1994. June 17, 1994 TO: BOARD OF GOVERNORS NO. 53-94 ACCOUNTING/TREASURERS COMMITTEE NO. 32-94 CLOSED...

June 17, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 23-94 BOARD OF GOVERNORS NO. 52-94 RE: FEDERAL RESERVE'S EXAMINATION PROCEDURES ON MUTUAL FUND SALES __________________________________________________________ The Federal Reserve Board recently issued the attached examination...

June 16, 1994 TO: BOARD OF GOVERNORS NO. 51-94 SEC RULES COMMITTEE NO. 65-94 RE: CONGRESSMEN MARKEY AND FIELDS REQUEST SEC STUDY ON MUTUAL FUNDS' USE OF DERIVATIVES __________________________________________________________ The Chairman of the House Subcommittee on Telecommunications...

June 9, 1994 TO: BOARD OF GOVERNORS NO. 50-94 BROKER/DEALER ASSOCIATE MEMBERS NO. 11-94 DIRECT MARKETING COMMITTEE NO. 13-94 INDUSTRY STATISTICS COMMITTEE NO. 10-94 INTERNATIONAL COMMITTEE NO. 10-94 INVESTMENT ADVISERS COMMITTEE NO. 37-94 MARKETING POLICY COMMITTEE NO. 23-94 MEMBERS -...

June 7, 1994 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 22-94 BOARD OF GOVERNORS NO. 49-94 RE: OCC RESPONSE TO INSTITUTE LETTER ON INCONSISTENT DISCLOSURE __________________________________________________________ As we previously informed you, the Institute corresponded with the...

June 6, 1994 TO: BOARD OF GOVERNORS NO. 48-94 BROKER/DEALER ASSOCIATE MEMBERS NO. 10-94 DIRECT MARKETING COMMITTEE NO. 12-94 INDUSTRY STATISTICS COMMITTEE NO. 9-94 MARKETING POLICY COMMITTEE NO. 22-94 MEMBERS - ONE PER COMPLEX NO. 37-94 OPERATIONS COMMITTEE NO. 11-94 PUBLIC...

June 1, 1994 TO: BOARD OF GOVERNORS NO. 47-94 RE: CHAIRMAN DINGELL'S LETTER TO SEC AND INSTITUTE ON PERSONAL INVESTING __________________________________________________________ House Energy and Commerce Committee Chairman John Dingell recently sent a letter to SEC Chairman Levitt and...

May 31, 1994 TO: BOARD OF GOVERNORS NO. 46-94 MEMBERS - ONE PER COMPLEX NO. 33-94 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of ICI Mutual Insurance Company's newsletter of mutual interest. A separate section of...

May 23, 1994 TO: BOARD OF GOVERNORS NO. 45-94 RE: Special Board Meeting to Discuss Advisory Group Report on Personal Investing __________________________________________________________ A special meeting of the Board of Governors will be held in the David Silver Conference Room at the...

May 23, 1994 TO: BOARD OF GOVERNORS NO. 44-94 SEC RULES COMMITTEE NO. 55-94 RE: NASD ISSUES ANOTHER NOTICE ON DISCLOSURE REQUIREMENTS FOR CASH/NON-CASH COMPENSATION ARRANGEMENTS __________________________________________________________ The NASD recently issued the attached Notice to...