Board of Governors Content

March 8, 1994 TO: BOARD OF GOVERNORS NO. 23-94 RE: PROPOSED BOARD RESOLUTION ADOPTING VOLUNTARY NOMENCLATURE STANDARDS FOR MULTIPLE CLASS FUNDS __________________________________________________________ Background As you are aware, the growth in the number of funds offering multiple...

March 3, 1994 TO: BOARD OF GOVERNORS NO. 22-94 RE: MAY 4 LEGISLATIVE BRIEFING ON CAPITAL HILL __________________________________________________________ In conjunction with the May Board of Governors meeting, the Legislative Affairs Department has scheduled the third annual Board of...

March 2, 1994 TO: BOARD OF GOVERNORS NO. 21-94 SEC RULES COMMITTEE NO. 25-94 RE: SEC COMMISSIONER ROBERTS' SPEECH ON DIRECTORS' RESPONSIBILITIES __________________________________________________________ Securities and Exchange Commissioner Richard Roberts recently delivered a speech...

1 See Memorandum to Board of Governors No. 96-93, Bank Investment Management Members No. 25-93, and Task Force on Bank Sales Activities, dated October 25, 1993 [FDIC]; Memorandum to Board of Governors No. 79-93, Bank Investment Management Members No. 22-93, and Task Force on Bank...

February 28, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 8-94 BOARD OF GOVERNORS NO. 20-94 OPERATIONS COMMITTEE NO. 5-94 SEC RULES COMMITTEE NO. 22-94 RE: INSTITUTE COMMENT LETTER ON SEC'S MULTIPLE CLASS AND MASTER-FEEDER FUND PROPOSAL ________________________________________________...

February 24, 1994 TO: BOARD OF GOVERNORS NO. 18-94 RE: Death of Former Governor __________________________________________________________

February 16, 1994 TO: BOARD OF GOVERNORS NO. 17-94 EXECUTIVE COMMITTEE NO. 5-94 MEMBERS - ONE PER COMPLEX NO. 13-94 RE: INSTITUTE INITIATIVE/BLUE RIBBON ADVISORY GROUP CREATED TO REVIEW PERSONAL SECURITIES TRADING __________________________________________________________ As you may...

February 9, 1994 TO: BOARD OF GOVERNORS NO. 16-94 INSTITUTIONAL FUNDS COMMITTEE NO. 4-94 RE: AARP/CFA/USPIRG LETTER TO OCC CONCERNING POSSIBLE AMENDMENTS TO COMMON TRUST FUND REGULATION __________________________________________________________ The American Association of Retired...

February 8, 1994 TO: BOARD OF GOVERNORS NO. 14-94 INVESTMENT ADVISERS COMMITTEE NO. 12-94 SEC RULES COMMITTEE NO. 13-94 MARKET 2000 TASK FORCE RE: SEC RELEASES MARKET 2000 REPORT __________________________________________________________ The Securities and Exchange Commission recently...

February 8, 1994 TO: BOARD OF GOVERNORS NO. 15-94 RE: PERSONAL TRADING BY PORTFOLIO MANAGERS __________________________________________________________ Recent developments lead me to believe that attention to the issue of personal trading by portfolio managers may escalate even sooner...