Board of Governors Content

November 23, 1993 TO: BOARD OF GOVERNORS NO. 108-93 RE: IRS ISSUES GUIDANCE ON 12b-1 DISTRIBUTOR TAX ISSUE __________________________________________________________ As you may know, the Internal Revenue Service has been considering the issue of whether a mutual fund distributor may...

November 18, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 33-93 BOARD OF GOVERNORS NO. 106-93 INSTITUTIONAL FUNDS COMMITTEE NO. 17-93 RE: LETTER FROM CHAIRMEN DINGELL AND MARKEY TO OCC CONCERNING POSSIBLE AMENDMENTS TO COMMON TRUST FUND REGULATION __________________________________...

November 18, 1993 TO: BOARD OF GOVERNORS NO. 107-93 MEMBERS - ONE PER COMPLEX NO. 80-93 RE: PAPER ON MUTUAL FUND FACTS __________________________________________________________ In response to the increase in recent months of news stories about "mutual fund mania" and other...

November 17, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 32-93 BOARD OF GOVERNORS NO. 105-93 INSTITUTIONAL FUNDS COMMITTEE NO. 16-93 TASK FORCE ON BANK SALES ACTIVITIES RE: H.R. 3447, THE __________________________________________________________ House Energy and Commerce...

November 17, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 31-93 BOARD OF GOVERNORS NO. 104-93 TASK FORCE ON BANK SALES ACTIVITIES RE: SEC RELEASES RESULTS OF MUTUAL FUND INVESTOR SURVEY __________________________________________________________ On November 10th, coinciding with his...

November 15, 1993 TO: BOARD OF GOVERNORS NO. 103-93 INTERNATIONAL COMMITTEE NO. 26-93 MEMBERS - ONE PER COMPLEX NO. 77-93 RESEARCH COMMITTEE NO. 36-93 RE: International Mutual Fund Statistics __________________________________________________________ Enclosed you will find a copy of...

November 11, 1993 TO: BOARD OF GOVERNORS NO. 102-93 FEDERAL LEGISLATION COMMITTEE NO. 38-93 FEDERAL LEGISLATION MEMBERS NO. 35-93 MEMBERS - ONE PER COMPLEX NO. 76-93 SEC RULES COMMITTEE NO. 106-93 MUTUAL FUND HEARINGS ISSUES GROUP RE: SEC CHAIRMAN, INSTITUTE AND INDUSTRY WITNESSES...

* See Memorandum to Board of Governors No. 7-92, International Committee No. 2-92 and SEC Rules Committee No. 5-92, dated January 23, 1992; Memorandum to Board of Governors No. 55-91, SEC Rules Committee No. 43-91 and International Committee No. 17-91, dated July 30, 1991; Memorandum...

November 4, 1993 TO: BOARD OF GOVERNORS NO. 100-93 RE: Resignation of Jacob Dreyer as Vice President-Research and Chief Economist __________________________________________________________ Attached is a letter from Jake Dreyer announcing his intention to resign from the Institute to...

November 3, 1993 TO: BOARD OF GOVERNORS NO. 99-93 FEDERAL LEGISLATION COMMITTEE NO. 37-93 FEDERAL LEGISLATION MEMBERS NO. 34-93 30% REPEAL ISSUES GROUP PENSION SIMPLIFICATION ISSUES GROUP RE: WAYS AND MEANS COMMITTEE APPROVES 30% REPEAL, SHAREHOLDER BASIS REPORTING, COMMON TRUST FUND...