Board of Governors Content

August 2, 1993 TO: BOARD OF GOVERNORS NO. 68-93 DIRECT MARKETING COMMITTEE NO. 41-93 SEC RULES COMMITTEE NO. 71-93 SUBCOMMITTEE ON ADVERTISING NO. 15-93 RE: INSTITUTE'S SUPPLEMENTAL COMMENT LETTER ON SEC SUMMARY PROSPECTUS PROPOSAL AND THE TRUTH IN SAVINGS ACT ________________________...

July 29, 1993 TO: BOARD OF GOVERNORS NO. 66-93 FEDERAL LEGISLATION COMMITTEE NO. 25-93 MEMBERS - ONE PER COMPLEX NO. 49-93 RE: SEC CHAIRMAN LEVITT TO TESTIFY AT CONGRESSIONAL HEARING ON MUTUAL FUND INDUSTRY SCHEDULED FOR AUGUST 5 _______________________________________________________...

July 27, 1993 TO: BOARD OF GOVERNORS NO. 65-93 RE: NATIONAL JOURNAL ARTICLE ADVOCATING CRA FOR MUTUAL FUNDS __________________________________________________________ Attached is a copy of an article from last week's National Journal, a weekly publication targeted at Washington policy...

July 23, 1993 TO: BOARD OF GOVERNORS NO. 64-93 MEMBERS - ONE PER COMPLEX NO. 48-93 RE: INSTITUTE TESTIFIES AT CONGRESSIONAL HEARING ON MUTUAL FUND INDUSTRY __________________________________________________________ On July 22, the Institute testified before the Telecommunications and...

July 21, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 16-93 BOARD OF GOVERNORS NO. 63-93 SEC RULES COMMITTEE NO. 66-93 TASK FORCE ON BANK SALES ACTIVITIES RE: INSTITUTE GUIDELINES ON BANK SALES OF MUTUAL FUNDS __________________________________________________________ As you may...

July 19, 1993 TO: BANK INVESTMENT MANAGEMENT MEMBERS NO. 15-93 BOARD OF GOVERNORS NO. 62-93 TASK FORCE ON BANK SALES ACTIVITIES RE: OCC GUIDANCE ON THE SALE OF MUTUAL FUNDS AND OTHER NONDEPOSIT PRODUCTS __________________________________________________________ The Office of the...

July 8, 1993 TO: BOARD OF GOVERNORS NO. 61-93 RE: Appointment of Institute General Counsel __________________________________________________________ I am pleased to inform you that the Institute has appointed Paul S. Stevens as General Counsel. Mr. Stevens currently is a partner in...

July 2, 1993 TO: BOARD OF GOVERNORS NO. 59-93 SELECTED SENIOR CONTACTS RE: CONGRESSIONAL HEARING ON MUTUAL FUND INDUSTRY: AN OVERVIEW __________________________________________________________ On July 22, the Telecommunications and Finance Subcommittee of the House Energy and Commerce...

July 2, 1993 TO: BOARD OF GOVERNORS NO. 60-93 OPERATIONS COMMITTEE NO. 22-93 SEC RULES COMMITTEE NO. 59-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 37-93 UNIT INVESTMENT TRUST COMMITTEE NO. 28-93 T+3 SETTLEMENT TASK FORCE RE: INSTITUTE COMMENT LETTER ON T+3 SETTLEMENT PROPOSAL __________...

June 28, 1993 TO: BOARD OF GOVERNORS NO. 58-93 INTERNATIONAL MEMBERS NO. 19-93 RE: JAPAN ANNOUNCES LIBERALIZATION OF FOREIGN MANAGEMENT OF JAPANESE PENSION FUNDS __________________________________________________________ As you may know, the Institute has been actively seeking...