Board of Governors Content

April 2, 1993 TO: BOARD OF GOVERNORS NO. 27-93 SEC RULES MEMBERS NO. 34-93 ACCOUNTING/TREASURERS MEMBERS NO. 9-93 RE: SEC APPROVES NASD'S PROPOSED REPORTING SYSTEM FOR HIGH YIELD BONDS __________________________________________________________ We are pleased to report that at a recent...

March 30, 1993 TO: BOARD OF GOVERNORS NO. 26-93 MEMBERS - ONE PER COMPLEX NO. 25-93 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of ICI Mutual Insurance Company's newsletter of mutual interest. of mutual interest...

March 29, 1993 TO: BOARD OF GOVERNORS NO. 25-93 BANK INVESTMENT MANAGEMENT MEMBERS NO. 3-93 RE: LETTERS FROM CHAIRMAN DINGELL CONCERNING USE OF BANK NAMES BY BANK-MANAGED MUTUAL FUNDS __________________________________________________________ Energy and Commerce Chairman John Dingell...

March 24, 1993 TO: BOARD OF GOVERNORS NO. 24-93 MEMBERS - ONE PER COMPLEX NO. 24-93 FEDERAL LEGISLATION MEMBERS NO. 6-93 FEDERAL LEGISLATION COMMITTEE NO. 6-93 RE: "WASHINGTON UPDATE" - GOVERNMENT AFFAIRS NEWSLETTER __________________________________________________________ Washington...

March 23, 1993 TO: BOARD OF GOVERNORS NO. 23-93 OPERATIONS COMMITTEE NO. 13-93 BROKER/DEALER ADVISORY COMMITTEE NO. 13-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-93 SMALL FUNDS COMMITTEE NO. 8-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-93 BANK BROKER/DEALER ADVISORY...

March 23, 1993 TO: BOARD OF GOVERNORS NO. 22-93 SEC RULES COMMITTEE NO. 27-93 RE: INSTITUTE TESTIMONY ON S.479, THE "SMALL BUSINESS INCENTIVE ACT OF 1993" __________________________________________________________ The Institute recently submitted written testimony to the Subcommittee...

March 23, 1993 TO: BOARD OF GOVERNORS NO. 21-93 SEC RULES MEMBERS NO. 30-93 DIRECT MARKETING COMMITTEE NO. 21-93 RE: SEC PROPOSES OFF-THE-PAGE PROSPECTUS __________________________________________________________ The Securities and Exchange Commission recently proposed to amend Rule...

March 18, 1993 TO: BOARD OF GOVERNORS NO. 20-93 RE: STUDY ON "THE PARALLEL BANKING SYSTEM" __________________________________________________________ The Economic Policy Institute, a public policy research organization, recently released a study on financial services regulation. The...

March 18, 1993 TO: BOARD OF GOVERNORS NO. 19-93 BANK INVESTMENT MANAGEMENT MEMBERS NO. 2-93 MEMBERS - ONE PER COMPLEX NO. 22-93 RE: RESPONSES TO CHAIRMAN DINGELL CONCERNING BOND INVESTMENTS __________________________________________________________ As we previously informed you...

March 5, 1993 TO: BOARD OF GOVERNORS NO. 18-93 SEC RULES MEMBERS NO. 25-93 INVESTMENT ADVISER MEMBERS NO. 13-93 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 9-93 INVESTMENT ADVISERS LEGISLATION TASK FORCE RE: INSTITUTE LETTERS TO HOUSE AND SENATE SUBCOMMITTEES REGARDING INVESTMENT...