Board of Governors Content

March 2, 1993 TO: BOARD OF GOVERNORS NO. 17-93 ACCOUNTING/TREASURERS COMMITTEE NO. 10-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 BROKER/DEALER ADVISORY COMMITTEE NO. 9-93 CLOSED-END FUND COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-93 OPERATIONS COMMITTEE...

February 26, 1993 TO: BOARD OF GOVERNORS NO. 16-93 RE: BOARD OF GOVERNORS MEETING - MAY 11, 1993 __________________________________________________________ The next Board of Governors Meeting is scheduled for May 11, 1993 at 9:30 am in the Dolly Madison Room at the Madison Hotel, 1177...

February 23, 1993 TO: BOARD OF GOVERNORS NO. 15-93 RE: MAY 11 LEGISLATIVE BRIEFING ON CAPITOL HILL __________________________________________________________ In conjunction with the May Board of Governors meeting, the Legislative Affairs Department has scheduled the second annual...

February 22, 1993 TO: BOARD OF GOVERNORS NO. 14-93 MEMBERS - ONE PER COMPLEX NO. 12-93 MARKETING POLICY COMMITTEE NO. 7-93 DIRECT MARKETING COMMITTEE NO. 11-93 INDUSTRY STATISTICS COMMITTEE NO. 3-93 PUBLIC INFORMATION COMMITTEE NO. 10-93 RESEARCH COMMITTEE NO. 5-93 SALES FORCE...

February 22, 1993 TO: BOARD OF GOVERNORS NO. 13-93 RE: INSTITUTE SUBMISSION TO IRS REGARDING DEDUCTIBILITY OF FUND 12b-1 FEES __________________________________________________________ As I reported at the January Board of Governors meeting, the IRS has opened a rulings project and...

February 18, 1993 TO: BOARD OF GOVERNORS NO. 12-93 SEC RULES MEMBERS NO. 20-93 ACCOUNTING/TREASURERS MEMBERS NO. 5-93 BROKER/DEALER ASSOCIATE MEMBERS NO. 6-93 SMALL FUNDS MEMBERS NO. 2-93 RULE 12b-1 AD HOC COMMITTEE RE: NASD ISSUES QUESTIONS AND ANSWERS ON ASSET-BASED SALES CHARGE...

February 8, 1993 TO: BOARD OF GOVERNORS NO. 11-93 MARKETING POLICY COMMITTEE NO. 6-93 DIRECT MARKETING COMMITTEE NO. 10-93 INDUSTRY STATISTICS COMMITTEE NO. 2-93 PUBLIC INFORMATION COMMITTEE NO. 9-93 RESEARCH COMMITTEE NO. 4-93 SALES FORCE MARKETING COMMITTEE NO. 11-93 SHAREHOLDER...

February 5, 1993 TO: BOARD OF GOVERNORS NO. 10-93 SEC RULES MEMBERS NO. 17-93 RE: PLAINTIFF VOLUNTARILY DISMISSES SECTION 36(b) CASE __________________________________________________________ A mutual fund shareholder who filed a Section 36(b) lawsuit in 1989 against the investment...

February 1, 1993 TO: BOARD OF GOVERNORS NO. 9-93 DIRECT MARKETING COMMITTEE NO. 8-93 PUBLIC INFORMATION COMMITTEE NO. 7-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 6-93 SALES FORCE MARKETING COMMITTEE NO. 8-93 RE: RESPONSE TO FORBES ARTICLE ____________________________________________...

January 29, 1993 TO: BOARD OF GOVERNORS NO. 8-93 MONEY MARKET MEMBERS - ONE PER COMPLEX NO. 2-93 SEC RULES MEMBERS NO. 15-93 COMPLIANCE COMMITTEE NO. 2-93 RE: SEC SANCTIONS WITH RESPECT TO MONEY MARKET FUND PURCHASE OF UNRATED SECURITIES _______________________________________________...