Board of Governors Content

September 30, 1992 TO: BOARD OF GOVERNORS NO. 72-92 RE: SENATE APPROVES REVENUE ACT OF 1992 __________________________________________________________ The Senate late yesterday approved tax legislation containing several provisions relevant to the investment company industry. Many of...

September 23, 1992 TO: BOARD OF GOVERNORS NO. 71-92 SEC RULES MEMBERS NO. 41-92 INVESTMENT ADVISER MEMBERS NO. 44-92 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 36-92 RE: HOUSE APPROVES INVESTMENT ADVISER BILL __________________________________________________________ Last night, the...

September 22, 1992 TO: BOARD OF GOVERNORS NO. 69-92 STATE SECURITIES MEMBERS NO. 39-92 UNIT INVESTMENT TRUST MEMBERS NO. 47-92 RE: UNIFORMITY PROPOSAL ADOPTED BY NASAA __________________________________________________________ As you know, there is a great divergence among the states...

September 22, 1992 TO: BOARD OF GOVERNORS NO. 70-92 RE: TREASURY SECRETARY BRADY TO SPEAK AT BOARD DINNER; LEGISLATIVE BREAKFAST SCHEDULED FOR OCTOBER 1, 1992 __________________________________________________________

September 18, 1992 TO: BOARD OF GOVERNORS NO. 68-92 SEC RULES MEMBERS NO. 38-92 STATE SECURITIES MEMBERS NO. 38-92 INSTITUTIONAL FUNDS COMMITTEE NO. 19-92 RE: NASAA ADOPTS TWO-TIER FUND DISCLOSURE GUIDELINES __________________________________________________________ The Institute is...

September 17, 1992 TO: BOARD OF GOVERNORS NO. 67-92 MEMBERS - ONE PER COMPLEX NO. 27-92 RE: ICI MUTUAL NEWSLETTER __________________________________________________________ Enclosed is the latest edition of of mutual interest. Donald E. O’Connor Vice President - Operations Enclosure

September 17, 1992 TO: BOARD OF GOVERNORS NO. 66-92 RE: FY 1992-1993 BUDGET __________________________________________________________

September 15, 1992 TO: BOARD OF GOVERNORS NO. 65-92 SEC RULES COMMITTEE NO. 70-92 CLOSED-END FUND DIVISIONAL COMMITTEE CLOSED-END FUND COMMITTEE NO. 20-92 RE: ISSUES TO BE ADDRESSED AT SEPTEMBER 23 MEETING ON HYBRID FUNDS PROPOSAL ______________________________________________________...

August 21, 1992 TO: BOARD OF GOVERNORS NO. 64-92 RE: LETTER FROM THE AMERICAN BANKERS ASSOCIATION CONCERNING OFF-THE-PAGE ADVERTISING; INSTITUTE RESPONSE __________________________________________________________ Attached is a copy of a letter that was sent by the President of the...

August 19, 1992 TO: BOARD OF GOVERNORS NO. 63-92 MARKETING POLICY COMMITTEE NO. 34-92 SEC RULES MEMBERS NO. 37-92 ACCOUNTING/TREASURERS MEMBERS NO. 29-92 BROKER/DEALER ASSOCIATE MEMBERS NO. 12-92 DIRECT MARKETING COMMITTEE NO. 32-92 SALES FORCE MARKETING COMMITTEE NO. 33-92 PUBLIC...