Board of Governors Content

August 5, 1992 TO: BOARD OF GOVERNORS NO. 52-92 SEC RULES COMMITTEE NO. 55-92 UNIT INVESTMENT TRUST COMMITTEE NO. 41-92 RE: INSTITUTE COMMENT LETTER ON PROPOSED 1940 ACT EXEMPTION FOR ASSET-BACKED ARRANGEMENTS __________________________________________________________ The Institute...

July 31, 1992 TO: BOARD OF GOVERNORS NO. 51-92 RE: MEETING NOTICE __________________________________________________________ The next meeting of the Board of Governors will be held on Thursday, October 1st at 10:00 am in the David Silver Conference Room at the Investment Company...

July 30, 1992 TO: BOARD OF GOVERNORS NO. 49-92 RE: RUDMAN/TSONGAS __________________________________________________________ At the Institute’s recent Legislative Affairs Conference, you heard Senator Warren Rudman speak of the possibility of forming a "centrist", moderate coalition...

July 30, 1992 TO: INSTITUTIONAL FUNDS COMMITTEE NO. 15-92 BANK INVESTMENT MANAGEMENT MEMBERS NO. 3-92 BOARD OF GOVERNORS NO. 50-92 OPERATIONS MEMBERS NO. 28-92 SEC RULES MEMBERS NO. 33-92 SMALL FUNDS MEMBERS NO. 14-92 TAX MEMBERS NO. 48-92 DIRECT MARKETING COMMITTEE NO. 26-92...

July 24, 1992 TO: BOARD OF GOVERNORS NO. 48-92 SEC RULES COMMITTEE NO. 50-92 INTERNATIONAL COMMITTEE NO. 15-92 RE: SEC PROPOSES AMENDMENTS TO RULE 144A UNDER THE SECURITIES ACT __________________________________________________________ The Securities and Exchange Commission has...

- 1 - July 23, 1992 TO: BOARD OF GOVERNORS NO. 47-92 TAX MEMBERS NO. 46-92 INTERNATIONAL MEMBERS NO. 17-92 RE: INSTITUTE TESTIFIES ON INTERNATIONAL COMPETITIVENESS __________________________________________________________ The Institute testified on July 21 before the House Ways and...

July 22, 1992 TO: BOARD OF GOVERNORS NO. 46-92 SEC RULES COMMITTEE NO. 48-92 BANK INVESTMENT MANAGEMENT MEMBERS NO. 2-92 RE: FED ADOPTS RULE PERMITTING BANK AFFILIATES TO BROKER AND RECOMMEND MUTUAL FUNDS ADVISED BY AFFILIATES __________________________________________________________...

July 16, 1992 TO: BOARD OF GOVERNORS NO. 45-92 MEMBERS - ONE PER COMPLEX NO. 20-92 DIRECT MARKETING COMMITTEE NO. 22-92 PUBLIC INFORMATION COMMITTEE NO. 25-92 RESEARCH COMMITTEE NO. 9-92 SALES FORCE MARKETING COMMITTEE NO. 22-92 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 18-92 MARKETING...

July 9, 1992 TO: BOARD OF GOVERNORS NO. 44-92 MARKETING POLICY COMMITTEE NO. 23-92 SEC RULES MEMBERS NO. 30-92 ACCOUNTING/TREASURERS MEMBERS NO. 26-92 BROKER/DEALER ASSOCIATE MEMBERS NO. 10-92 DIRECT MARKETING COMMITTEE NO. 21-92 SALES FORCE MARKETING COMMITTEE NO. 21-92 PUBLIC...

July 2, 1992 TO: BOARD OF GOVERNORS NO. 43-92 TAX MEMBERS NO. 42-92 ACCOUNTING/TREASURERS MEMBERS NO. 25-92 CLOSED-END FUND MEMBERS NO. 31-92 OPERATIONS MEMBERS NO. 23-92 UNIT INVESTMENT TRUST MEMBERS NO. 41-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 32-92 RE: HOUSE APPROVES REVENUE ACT...